§1. The new Alvin cost study [00:02]
I'll do a little introduction since the people on the tape didn't see this before. In 2003 or 2004 thereabouts, the National Science Foundation wanted to know if they could afford to build a new Alvin submarine to do deep submersion science over the next fifty years or so. They commissioned a study from the National Academy of Sciences to look at future needs — mostly the future needs of the people who were going to be using the vessel. But they also wanted to know if the twenty-five million dollars they had in their budget was sufficient to build the ship.
You have here an appendix — I sort of generated this version of it, but most of it I stole from a report Woods Hole Oceanographic had done in 2003. Woods Hole wanted to be the operator. They estimated it would cost $6.5 million for a new Alvin submarine. If you read the footnote, that didn't include design, assembly, certification, or testing. They left a few things out. But they had just finished building Jason-2, which is a remotely operated vehicle that went to similar depths.
Of course Jason didn't need a titanium hull because it didn't have any people. But if you come down here somewhere, you're going to find syntactic foam — a quarter million dollars out of a Jason cost of $2.3 million. You can see how they broke all this stuff down. Woods Hole had estimated the weight of a new Alvin and the cost at $6.5 million. I looked at this and said, you've got to be kidding me. You can build an unmanned vehicle that weighs 7,200 pounds for $2.3 million — that's about three hundred dollars a pound. Or you could build a manned vessel, which has got to be more expensive because there are certain things you have to have on a manned vessel that you don't have to have on a remotely operated one, that weighs 34,000 pounds, and that's going to cost you two hundred dollars a pound. So I didn't believe this from the get-go.
§2. Syntactic foam [02:53]
On this one, ten or eleven percent of the cost was syntactic foam. What is syntactic foam? Anybody know?
Student: [inaudible response]
Yep, exactly. Fortunately for the Navy, the oil industry is using lots of syntactic foam on their jack-up rigs. You need it for buoyancy. Basically you start out with little spheres that can take the submergence pressure without collapsing. They're hollow spheres made out of a glass — certainly very high silica, so it has relatively high strength. Then you infiltrate the whole thing with polymer resin. The polymer resin has to be something that won't biodegrade or get eaten up by marine organisms, because this stuff is going to be wet for fifty years.
They actually end up using two sphere sizes, because you can pack more densely. If you packed one size of spheres almost completely tight, you would still have interstices. If one size is one-sixth the diameter of the other, you can fill up some of the holes. With monosized spheres you can pack to about fifty percent density and then infiltrate with plastic. With a distribution of sphere sizes, you can get up to sixty or seventy percent, which is pretty incredible.
The relative density — I used to know — it's about one-third the density of water. So you get lots of buoyancy. It's not an air tank, but if you start trying to build air tanks and pumps to blow out the air tanks, you wouldn't be able to do it. The other thing about syntactic foam: you can machine it. It's a little hard on the tools, but you can use carbide tools, so you can machine it to whatever shape you want.
If you actually looked at the Alvin itself, inside the outside hull you have the inside hull, which is a sphere. The sphere is right here, here's your propulsion, and you've got all kinds of other stuff back here — you can go to the web and get that. Every space inside the external skin is filled with syntactic foam machined to just the right shape. Syntactic foam was pretty expensive. But just in general, I didn't believe the Woods Hole estimate.
§3. Doubling the estimate and the pressure hull risk [06:17]
Woods Hole had estimated a titanium sphere cost of $2 million out of $6.5 million. They didn't have design, assembly, or certification in there, so I said, let's double the $6.5 million. You thought I was going to go through and do the design analysis and the cost on all this? That would be a half-million-dollar job, and I'm a volunteer. So I had to think of a nice simple way to do this. Let's take the $6.5 million and make it $13 million if you include certification and design and assembly and all the other stuff.
And that's about right. I gave you this thing from 21st Century Defense Needs that talked about cost of welding being ten percent, inspection ten percent, management ten to twenty percent, and all these other things. So you take the basic stuff they're talking about — the components — and double it for all the other things. What I wrote was: "the greatest risk in meeting the cost estimate of a new HOV is the cost of fabricating the pressure hull." Of all these things, the $2 million for the pressure hull was the biggest problem.
Woods Hole had estimated $2 million in their 2001 estimate of $13 million — I'd taken the $6.5 million and doubled it. "The sources of the original titanium plate and the forging facilities used to fabricate the Alvin and Sea Cliff titanium pressure hulls in the 1970s no longer exist. The United States has extremely limited industrial experience in welding heavy section titanium. Soviets and Japanese have some." We could go over there and have them build it for us. The Soviets could have done a great job — believe me, they built these.
The final report came up with $16 million. The $16 million is almost ten million above the $6.5 million Woods Hole was trying to sell the NSF. Who's going to design it? They expected me to design it? I'm not going to design it. We determined that for $16 million you might even be able to buy a manned submersible and maybe another ROV.
One of the other constraints: if this thing was going to weigh 34,000 pounds, you really couldn't use the Sea Cliff, because the Sea Cliff would weigh 40,000 pounds — it was a bigger hull, you'd have to have a bigger Alvin. And as I mentioned, you have to come up with a new surface tender. That's a hundred-million-dollar ship. They certainly weren't going to come up with that, but they're going to have to do something about that surface tender, because that ship's not going to last for a hundred years.
They were about to start it, and then we had the financial collapse. Actually, the big question became, who was really going to fabricate it? We did a little bit of looking. Ladish Corporation [Ladish Co.] in Cudahy, Wisconsin does big forgings for the oil business. There's Cameron Iron Works down in Houston. So there are some people who could make these things — they make things for the oil industry — but none of them had any experience with titanium since the 1970s when the Navy was funding things. All that experience had gone away; those people had retired long ago.
It wasn't our job to go out and get quotes. But when they went out to get quotes, these companies didn't really want to do it, and the first quotes that came in after the study — we had estimated $16 million — came in at about $24 million. Not for the whole thing. So my $16 million quote, even though I thought I was being generous at two and a half times what Woods Hole had done, was looking pretty lame at that point. The final cost as I understand it was about $40 million.
So: Woods Hole at $6.5 million, actual cost $40 million. Tom Eagar thought he was being very generous by going up by 250 percent over Woods Hole. But Woods Hole didn't make any sense to begin with. Like I said, two hundred a pound for a heavier vessel that's man-rated — common sense said that was a stupid quote.
§4. Titanium alloys and grades [11:22]
So let's talk a little bit about titanium welding in general, and first, like we did in most cases, about titanium alloys. There's not as much titanium used. Remember steel is 1.5 billion tons per year. Titanium is 165,000 tons per year of titanium metal. Titanium oxide goes into paint on the walls, so they might mine half a million or more, even a million tons of titanium, but most is paint and pigments. Titanium metal is about 165,000 tons a year.
Obviously a lot of that goes into aerospace. The next largest application is corrosion resistance. Marine applications are very small, but there are marine applications, and the Navy has been leading the charge on heavy section titanium for the last sixty years. Titanium comes in a number of grades, one through twelve, according to the ASTM. The difference in grades one through four is basically just increasing oxygen content. Just like carbon hardens iron, oxygen hardens titanium without great reduction in properties. The higher the hardness, the lower the toughness, so there are some trade-offs.
For some chemical applications you actually put palladium in there. Palladium is the same price as gold. There are very severe corrosion applications where you can get pitting, and if you put a little bit of palladium in titanium — you don't usually find something like palladium in a metal alloy that's not a precious metal. But for some chemical plant applications even titanium is not good enough resistance for pitting. In other cases they use nickel — nickel is right above palladium in the periodic table — and it's obviously much less expensive.
There's titanium six-four. I'll talk about the six-four alloy in a bit, but it was developed over here at Watertown Arsenal in about 1945 or '47, when titanium first started to become available in larger quantities. There's titanium 6211 — six aluminum, two niobium, one tantalum, and 0.8 moly. That is the U.S. Navy 100 ksi strength material. It has no other application that I know of other than the Navy buys it, because they did a lot of work at David Taylor to prove it out for strength, toughness, weldability, etc., back in the 1960s.
Classification of alloying elements. Titanium, like steel, has a transformation. With many alloys, titanium at low temperatures on a phase diagram is hexagonal close packed — we call that alpha phase. At high temperatures it's body centered cubic — we call that the beta phase. As you read about titanium you'll see alpha and beta and alpha-beta phases. Many are two-phase. Titanium six aluminum four vanadium is a two-phase alloy, alpha-beta.
One thing about titanium: it's one of the most reactive elements with gases in the air. The alloying elements that stabilize the alpha phase are aluminum, oxygen, nitrogen, and carbon. The beta phase is stabilized by most other things in the periodic table. The neutral ones are tin and zirconium. We use tin and some zirconium in some of the fancier aircraft alloys. You do get precipitation-hardening varieties of titanium, but they're mostly used as sheet metal in the aerospace industry.
You can dissolve lots of aluminum into titanium. Here's the titanium-aluminum phase diagram — this is the titanium side. Putting aluminum in stabilizes alpha. You can put a lot into the beta phase. If you put too much in, you'll get intermetallics, which you can use as precipitation hardeners in your beta alloys. But in general you want to balance these so that you have your transformation where you're starting to work it, so you can use the advantage — just like in steel where you can change the grain size with temperature.
In steel you go to FCC and come down to BCC and you get a change of grain size. In titanium you start with BCC and come down to HCP and get a reduction in grain size. If you cycle between those, you get finer and finer grains, to a certain extent, and get better toughness and better strength. So titanium does have these different crystal structures, which aluminum does not, and that gives titanium a certain advantage in terms of being able to produce different microstructures.
§5. Titanium properties and corrosion [17:51]
Typical properties of titanium — this is out of a materials processing magazine. Room temperature fatigue properties: wrought annealed titanium can give you 100 ksi strength over a million cycles. Titanium can give you higher strength than steel at lower density, which is obviously one reason you'd like it for a submersible. If you're going to spend all this money on syntactic foam, you'd like not to have as much syntactic foam — you'd like to have something that automatically comes to the surface.
They have built all-aluminum deep-diving submersibles. The Aluminum Association built the Aluminaut back in the 1960s or '70s. You have to use high-strength aluminum, and that has stress corrosion cracking problems, so that's the only all-aluminum pressure hull that I've ever heard of. People tend not to do it. Titanium has fantastic corrosion resistance, so it has all those advantages — just so costly. Cast titanium doesn't have the same types of properties, but if you do hot isostatic pressing, you can bring the properties up so that in many cases it's approaching the base metal strength, sometimes exceeding it.
Room temperature properties of the commercially pure titanium grades 1, 2, 3, 4 — increasing oxygen. You can go from a yield strength that's not as good as carbon steel, to something that's as good as your high-strength aluminum alloys, just by changing the oxygen content. You don't lose too much in elongation — from thirty percent to twenty percent. Most people use grade 2, which gives you 45 ksi, which is fine for making heat exchanger tubes. When I was your age, people would make heat exchanger tubes out of brass or admiralty brass, and they'd have a twenty- or thirty-year life. Well, it got more and more expensive to replace things, so more and more of the utilities and oil companies started using titanium tubing.
Not that titanium tubing won't corrode. I've had under-deposit corrosion attack on titanium tubes if you just let dirt get in the system. One time in New York — I think I told you about the titanium fire — these guys were spraying water on a titanium fire, and when you do that you get titanium oxide plus hydrogen, so you actually end up creating a bigger flame because you're generating hydrogen by spraying water on burning titanium.
They basically let some river water in and got silt in the bottom of their titanium tubes, and they assumed, oh well, titanium won't corrode. It will corrode underneath a layer of silt. You've got to keep everything clean to prevent what they call under-deposit attack. They had to replace the whole titanium heat exchanger.
Here's your Ti-6211, 100 ksi yield strength. The elongation doesn't look great, but the toughness — they don't show toughness here, but it's designed for excellent toughness. Titanium six-four: 130 ksi, 150 in the aged condition. This is the workhorse alloy for a lot of your forgings that go into aircraft. But the Navy likes their own alloy. It's very expensive to have your own alloy, folks, but that's what they do.
§6. The Alfa sub and Millard Firebaugh [22:23]
The Navy still uses titanium, of course, in thin sections for tubing and piping. We heard about that, although you need to not mix it with some other things. But there has been an interest — although I think it's a decreasing interest — ever since the Alfa sub came out. The Soviets built the Alfa, and it became public knowledge that they had it in about 1980. They leapfrogged us in submarine technology for about two years, until these things started cracking due to creep-fatigue interaction.
In the meantime, Congress was very upset. Millard Firebaugh was in your program — which used to be the 13A program — and he was allowed to stay an extra year or two and got a PhD, and then he became the designer of the Seawolf submarine. When I met him he was a captain in the late '80s; later he became chief engineer of the Navy, and then when he retired he became a vice president at General Dynamics Electric Boat. If you look back at these National Academy reports, they have to be reviewed. All they do is list the reviewers — you don't know who the reviewer is going to be, it's anonymous peer review until they actually publish it. Here's Millard Firebaugh, who was at Electric Boat in 2004. He was the only person among all these reviewers who could have said anything intelligent about whether my estimates were okay on cost. He didn't dispute them. But we didn't know the Chinese were going to start buying lots of metals.
§7. Submerged arc welding of titanium [24:13]
Let me talk about the Alfa subs and how they might have been built. The first thing I'll pass around is submerged arc welding. What is submerged arc welding? This is a submerged arc weld in titanium that I made about 1977 or '78. It was made with a calcium fluoride flux. We took single crystal optical grade calcium fluoride and crushed it up. Submerged arc welding is a process where you take heavy plate and pour the sand on the surface — it's a granular flux — then you take a bare wire and strike an arc, and the arc is submerged beneath the flux. Not submerged in water, submerged beneath the flux.
It was called Union Melt in 1936 — there's a patent on it. The process is still used widely for steel. There's a letter from Franklin Roosevelt to Winston Churchill in 1943 talking about this wonderful new welding process that was helping build ships. Invented by Union Carbide, and that's why it was called Union Melt. It turns out you can weld titanium by this process. This was my first research contract as a young professor.
Union Carbide, before it changed its name to Praxair and other things because of the Bhopal disaster, had taken a contract from the Navy to do submerged arc welding of titanium. That was in the mid '70s. The Navy was still interested in trying to weld heavy section titanium, but you had to keep the oxygen and nitrogen low to get good toughness. So we tried submerged arc welding. The flux was costing me $100 a pound. You can get it cheaper now, but all we could get with the purity we needed — it was very hygroscopic, and if it picked up moisture and you welded with it, you'd get terrible oxygen levels and it wouldn't be any good.
The other problem is you would melt about a pound and a half of flux for every pound of titanium. Titanium is lighter than steel, but in steel you might melt a third of a pound of flux for every pound of steel that you put as weld metal deposit. Here we had a tenfold difference. So I did a little economic analysis for the Navy and showed, boys, this is going to be really expensive.
That's where I was about 1980, when the Alfa sub was announced. David Taylor started holding some conferences — the conferences were not classified, because they couldn't get everybody's security clearance, but Congress was all upset and wanted to do something about whether we could build a titanium submarine, and how fast, and at what cost.
§8. The trip to the Soviet Union and Gurevich [27:36]
It turns out about that same time I had a chance to go to the Soviet Union with Professor Szekely. Professor Szekely was a Hungarian who had gotten out of Hungary in 1956 during the revolt, went to Imperial College, and had started at MIT the same week I did. He was a full professor, I was an assistant professor, but we were pretty good friends. President Carter had started a scientific exchange with the Soviet Union. The first exchange had a metallurgical project funded by the National Science Foundation, but I think some of the money came from the State Department.
The head of that metallurgical exchange was Professor Nick Grant of this department, for the whole nation. Professor Grant had grown up in the Soviet Union until he was five years old, and he spoke Russian, and he was a well-known metallurgist, so they put him in charge of this. The first time, they had thirty-seven scientists from the United States who all wanted to go over and see what was going on — hadn't been able to get in for years. This was like 1978. The next time they had like eight people go in that exchange. The next time it was just Professor Szekely, and he asked me if I would tag along, because he didn't want to go there by himself. I knew I wouldn't get a chance to see the Paton Institute in Kiev for many years, because President Reagan was shutting down this program. The National Science Foundation had a little bit of money, the Soviets wanted to keep it going, but we were kind of the last two.
So I got to spend a week in the Soviet Union — a few days in Moscow, a few days in Kiev. I got to meet with Gurevich. S.M. Gurevich had been publishing — this is an unclassified translation of Metallurgy and Technology of Welding Titanium and Its Alloys. It was translated by the U.S. Air Force in April 1980. There's the translation, here's the actual book. And here's Gurevich's gift to me of his book, a little worse for wear.
It's got some interesting pictures. You have to keep things nice and clean when you're welding titanium, keep the oxygen out. Here's some people in the Soviet Union wearing basically spacesuits. They're in a chamber filled with argon, and they have oxygen pumped into their spacesuit. They're welding titanium components. A lot of this book is how to make high-purity fluxes. I got to sit down with Gurevich for about two hours, and he would answer every question I had. I could tell he was answering them honestly, because he was just a scientist — he didn't care about all the politics.
We discussed gas tungsten arc welding, gas metal arc welding, submerged arc welding. As I mentioned to you, he basically said, oh no, we don't use gas metal arc. This is what the U.S. Navy had been hanging their hat on — this is what they tried to weld the Sea Cliff with. Gas metal arc will give you ten pounds an hour; gas tungsten arc in titanium may give you two pounds an hour. At Mare Island they tried gas metal arc for six months and couldn't do it — kept having to cut out the welds. Finally they finished the Sea Cliff with gas tungsten arc. The Sea Cliff was about two-inch thick plate. They finished it way over budget, very slow, very expensive process.
§9. Electroslag welding and the Alfa sub [31:55]
I had worked on submerged arc welding, and it turns out Gurevich had been publishing about submerged arc welding in the 1960s. About 1972 he just sort of stopped publishing. This was probably about the time they decided they were going to go full scale and build a titanium submarine, and he was probably told he didn't get to publish in the open literature anymore. We were curious about how they had built the submarine, because we looked at the cost and it was just prohibitive. Of course the Soviet Union had a different scale of economics. If some top politician or admiral said do it, you'd do it even though it took ten percent of the gross domestic product — you'd do it because you're told to. Here we actually had to follow a little bit more of an economic rule.
We talked a little bit about submerged arc. He answered all my questions. But it was when we got back — and I think it's been long enough now that I can say this — the one time I ever really used a security clearance, the Navy actually had some evidence of how they may have built the submarine. I'm not going to tell you how they had this evidence, but we looked at things.
Actually, it was even before that — before I got my security clearance and went to see it. I was at one of these unclassified civilian conferences, a two-day conference at Annapolis at David Taylor. The first day was industry day. The top aerospace companies — Boeing, McDonnell Douglas, Northrop — were coming in and talking about welding heavy section titanium. The heaviest section we heard about that first day was three-eighths of an inch. One person had done one weld in three-eighths of an inch. Most of the rest, heavy to them was a quarter inch, in the aerospace industry.
The second day, it was myself — I'd been working on one-inch thick submerged arc welding — and the Navy had been working on one, two, and four inch thick titanium. They actually had welding tables down at Carderock that were made of four-inch thick titanium. Why did they have this? The Air Force had tried to build a B-1 bomber, and then it got cancelled, and they had tremendous amounts of titanium they had ordered ahead of time. This was all 6-4. It was all supposedly in some unused runway at some Air Force base — thousands of tons of titanium in all kinds of shapes and forms of titanium 6-4 for the B-1 bomber program. The Navy convinced the Air Force, when the B-1 was canceled, to give them that titanium. Down at David Taylor, they wanted to buy a new welding table and didn't have the budget for it, so they just went out and got some four-inch thick titanium plate and made their own. Seeing that table was probably worth a quarter million dollars if you had to go out and buy it, maybe more.
We're at this conference talking about things, and all of a sudden that afternoon I realized how Gurevich had welded a lot of the Alfa sub. I was thinking back to having read his papers prior to 1972, and he had written a lot of papers on electroslag welding. I hadn't paid too much attention to it, because electroslag welding was the process that Boris Paton — or, I don't remember the first Paton — had used to repair Soviet armored tanks in World War II. He became a hero of the Soviet Union for repairing tanks and started the Paton Institute in Kiev. His specialty was electroslag welding.
In electroslag welding, you use two vertical plates — heavy section plates, one to four inches thick; I've seen people do eight inches thick. You put two water-cooled copper dams on the side, to make a little vertical cavity. You bring an electrode in and put some flux in. Here you don't have to use three pounds of flux for every pound of weld metal — you can use one pound of flux and put down fifty pounds of weld metal. So the flux is not a big cost.
I had to ask one of the guys at Carderock to come out in the hall with me, and I said, I know how they did it — they did electroslag. At least that's one of the processes. You can only make vertical welds like this, but if you go down to Electric Boat today or to Quonset Point, that's how they make the basic hull longitudinal welds. They turn the cylinder — if the cylinder is this way in the water, they turn it this way to weld it. They make four welds approximately. Actually maybe more than four.