§1. Class logistics and rare earth market figures [00:00]
We're going to have the room from 8:00 in the morning till 11:00. I'd be willing to start at 8, but I don't think most students are — though there are some who might be willing to start at 8:30. There are 46 presentations and if we're going to finish them, we've got about three weeks. I want to try to finish them over the four-week period that includes spring break. If we have to, we can go later, but your other classes are going to start getting busy, and some of the undergraduates have said they want to avoid the week before spring break because that's when all the other classes will have their midterms.
Student: For the one-page summaries of each module, when are those due?
Before I have to turn in grades, which is mid-May. Figure the last day of class, which is May 10th or 11th. The registrar doesn't know that I accelerate the class, okay. So I need them by the last day of class. They don't have to be a one-page summary, it could be a half page, it could be bullet points of what are the key takeaways. Can you summarize in a few bullet points everything you learned in the class? For example, steel is unique in terms of toughness and strength and cost and repairability and a whole host of things we're going to talk about today.
Dr. [Ballinger] decided that we should do something. He's been bugging me because I've never really worried about whether students actually watch the other modules. My doctoral students would come to me and say, "When do I have to have my thesis written?" I'd say I don't care, I already got my doctoral degree, I don't need one. They have to do it themselves. One of them took a year to write it. He has to have a deadline. I said, "I'm not going to give you a deadline." He would beg me for a deadline. I'd refuse. I said, "You're supposed to be learning to be a professional. If you can't manage yourself, set your own deadline."
So to me it's just as easy to get it done. The problem I have is if I don't get something off my desk within a week, the odds are I will continue to say, "Oh that doesn't need to be done," and it'll never get done. Everybody has their own weakness in how they schedule, and we're all sort of overcommitted. I used to say half of what we do are things we don't really need to do. Problem is knowing which half.
So I'll be lecturing today and Thursday. Dr. [Ballinger] will be in the other three days this week. He will finish up his module of eight lectures this week, and I will finish up my module of 12 by next Tuesday. My secretary is sending around an email — I'd like to start scheduling the presentations for the weeks of March 7th, 14th, 28th, and April 4th. The room is available from 8:00 to 11:00 each day. We're going to videotape all of them, but we're not going to put them on YouTube for the world to see. You can put them on YouTube with limited access; Neil should be able to tell you how to do that. If you want a copy of your presentation, you're welcome to one.
I did see something in a materials journal that they talked about — I mentioned rare earths, and they said the demand's going to reach $4.5 billion by 2019. It gave a breakdown of where world rare earth demand goes. In 2010, 2012, China basically decided to cut their export quotas. That meant they refused to sell to Japan. That's a euphemism for political warfare against Japan. 125,000 metric tons in 2014 in lots of different areas. Permanent magnets being the largest, a little over a quarter. Polishing of glass and ceramics — it turns out a lot of the rare earth oxides are very hard and make good polishing media. They're not really rare. We call them rare earths but they're not really rare in the Earth's crust. Metal processing turns out 12%. People use cerium in steel to tie up the sulfur, and there's a billion tons of steel, so it doesn't take very much cerium in steel to end up being a fairly large fraction of the total. Catalysts, phosphors, battery alloys.
To give you an idea, 125,000 metric tons compared to steel which is a billion metric tons. We're talking orders and orders of magnitude larger. And we're talking about a world market of $4.5 billion. What's the market for steel roughly? It's three-quarters of a trillion dollars. So $4.5 billion is a drop in the bucket in terms of the size of the industry. If you did the same thing with titanium — we all think of titanium as essential, and it is essential to our aerospace and space sectors, but titanium cannot even afford to have their own rolling mill. Timet, which is the world's largest titanium producer, rents one day a month on a steel mill to roll titanium. They can produce most of the world's titanium on one steel mill, one day a month. You have to understand the difference in magnitude of these things.
§2. Modulus, geometry, and the diamond pad conditioner [10:00]
One of the reasons I put this up — we talked about diamond being the highest modulus, a thousand gigapascals. Tungsten carbide is 450 to 650, depending on how it's put together. Tungsten and its alloys, 380 to 411, so about 400. Molybdenum is almost as high. Mild steel is way down here at 200, one-fifth of diamond, but it's still pretty high compared to all the other things. Titanium is only 116, and aluminum is 69 — only 7% of that of diamond. Copper is 124, about the same as titanium. Copper interestingly is very crystallographic orientation dependent in terms of modulus. So material stiffness depends on both the modulus, which is a chemical bonding property of a material, the strength of the chemical bond, and the geometry.
We talked about Timoshenko's book on the history of the strength of materials, and here's good old Timoshenko's text in 1950. I showed you his picture of Galileo measuring the strength of a beam. This is from one of Galileo's illustrated books. There's a beam, hang a weight on it, and Galileo started to figure out something about the strength of a material. Then there was Hooke's law in the 1660s, which basically said stress was proportional to strain. Hooke had some drawings from his papers of trying to figure out the modulus of a material. In one case he just took a wire and he hung a weight from it. In another case he took a balance, so he could weigh something and measure how much it stretched. In another case — here's geometry — he took the same type of wire and made it into a coil, and you get a lot more deflection. But if you go through the mathematics, it turns out — does anyone know what type of stress is on a spring when you extend the spring? It's not a tensile stress. It turns out it's a shear stress, and it's equivalent — if you straightened the whole thing out, it's equivalent to a twist.
Springs actually fail in torsion, even though they're operated in tension, but they're circular and so the stress axis changes. Hooke was sitting there trying to figure out the difference between these two things — the material property and the geometric property. It wasn't obvious in the 1650s that there were these two things that changed the stiffness of a material. But it was pretty important whether you're designing cathedrals and big buildings.
It turns out diamond is a structural material. [Tom passes around two objects from a company called Kinik.] This is basically a toy, a marketing tool. You can feel the diamond on here, you can see the diamond, you can see them in a nice regular array. We can essentially braze diamond in a very regular array. And this is a pad conditioner. Any semiconductor person here, you know what a pad conditioner is? If you look at this pad conditioner carefully, you'll see the diamonds are in a very regular square array. We brazed them on — well, I didn't braze them, but we can braze the diamonds in a very precise way.
A pad conditioner — in making an Intel chip, you'll start with silicon, then you'll etch away — that's subtractive manufacturing — then you'll deposit some titanium, oxidize that or nitride it to titanium nitride, put on some copper. You might do 200 steps of etching and adding and chemical milling to make this complex chip. Every now and then the surface starts getting very bumpy, so they have to go in and polish that surface of the chip to bring it back to a nice planar geometry. When they do their subtractive and additive manufacturing, they have a flat surface to work with. They mechanically and chemically polish to bring it back to a flat geometry several times in the process. They do that with these sponges that have diamond powder in them — I think it's diamond powder — and they're applying electric current as well, so it's electrochemical polishing. They get clogged up just like any sponge with all the grinding swarf. So they come in with pad conditioners, which are basically diamonds, and they eat the junk out of the holes in the polishing pad. It's a complex process, but typically making a semiconductor chip will be about 200 steps, one following another. And if you screw up one of them in one area of that wafer, the whole thing becomes junk. So it's pretty amazing that we can do these things.
§3. From Galileo to dislocations: the long road to understanding ductility [16:59]
So I started to talk a little bit about the history of strength of materials, and it's going to get into fracture mechanics. We had Galileo about 1600, we had Hooke around 1660, we had tensile tests around 1800. We had Young, of Young's modulus, about the same time, maybe a little bit after 1800. We had railroad bridges — the big industry, just like the automotive industry is a huge industry today. The huge transportation industry, aside from whaling and ships in the 1800s, was railroads. Andrew Carnegie became the richest man in the world, richer than Bill Gates is today on a constant dollar volume, by selling steel to the railroads. Just like Bill Gates sells software to the computer makers, Andrew Carnegie sold steel to the railroads. But they had a number of railroad bridge failures, and they'd have railroad ties break, railroad rails break, derailments. In the 1880s they learned about stress concentrations.
Does anybody know what the first calculation of a stress concentration was? It's a hole in a plate. Simple little round hole. Someone calculated from first principles that the stress at the 3:00 and 9:00 position would be magnified by a factor of what? Some of you know what the stress concentration around a hole is. Factor of three. So if the nominal stress is sigma, at 3:00 and 9:00 you have three sigma. You can prove that mathematically. The stress concentration dies off around the hole, and if you have a sharper notch, you can have higher stress concentrations.
People started learning about stress concentrations, and they started measuring tensile tests. They knew there was something different about metal that was ductile and metal that was brittle. They didn't know exactly what it was. They could see on the fracture surface that the brittle fractures looked sort of crystalline, so they would say that the steel crystallized, or the metal crystallized. They could see that even on cast irons. It wasn't until x-rays came along that they realized all metals were crystalline. So it wasn't crystallization that was causing the brittleness. But I still see non-technical people now, talking about the metal crystallized when they say it got brittle. That's well over 100 years since we learned that's not the case. It's not the fact that it's crystalline; it's because it has mobile dislocations.
Does anyone know why metals have mobile dislocations whereas ceramics and polymers don't have mobile dislocations in the crystal? Well, a dislocation is a missing plane of atoms, or a twist if it's a screw dislocation. If you push on the dislocation, you can break one row of bonds at a time, rather than breaking all the bonds at a time. I should have brought a telephone book. I used to rip telephone books in two to show students how to do this. Maybe on Thursday I'll remember. [Tom holds up a sheaf of papers.] If you take a sheaf of papers and try to pull on it — I told you before, if you pull on the edge, it takes pounds of force, and if you have a thousand pages, it takes 1,000 pounds of force, if it took one pound for one page. But if you were to take that page and introduce a dislocation by making a little U in it like this, and then break its back on a thick set of pages, you can break one page at a time, because you put one in tension at a time.
If you think about the shape of the U — I've had people complain to me about whether this is a correct analogy — but you have pages like this. If you make a U shape in here, and as you bend it back, you put the top page in tension, and when that breaks, the next page goes in tension and it breaks, and you basically rip all the way through. The trick to tearing a phone book in two — and I've done it with the Yellow Pages in my youth — is to grab it, make a U, a dislocation in it, and then just bend it, essentially breaking one page at a time. The problem today is we now polymer-reinforce the paper, and I can't even do the MIT phone book anymore, because the paper is actually too strong for me to do it. Maybe Arnold Schwarzenegger can.
With quantum mechanics in the 1920s, they knew the Lennard-Jones potential predicted the strength of crystals. Pure crystals without imperfections should be 2 to 3 million PSI. They knew the actual strength was 10 times less or more, and they didn't understand why. Then two people, Polanyi and Orowan — Orowan was in Hungary, Polanyi somewhere else in Eastern Europe, I don't remember. Orowan ended up as a professor in mechanical engineering here. But before he came here, he postulated dislocations by looking at the cleaning lady move the rug in his office.
In Hungary he had this huge office, and there was a nice big rug on the floor, and it had gotten out of kilter a little bit. The cleaning woman came in to clean it, and she said, "Oh, I need to move the rug." He said, "Here, let me help you, because it's a great big rug." She said, "No, I don't need help." She just put a little crease in the rug. She took the rug and put a little fold like this, and she kicked it across the room. The rug moved three or 4 inches by the width of that crease. Orowan watched this and thought, "That's it. That's how dislocations weaken a metal by a factor of 10." A mobile dislocation. We have mobile dislocations in metals because metal bonds are not directional — they're not strong directional bonds like we have in covalent bonds. The electrons are very non-localized, so you can have these things break one row at a time, just like that cleaning lady kicked the rug across the floor. So next time someone comes in to clean your office, pay attention to what they're doing. He never did win the Nobel Prize. He was an engineer, they don't give Nobel Prizes to engineers.
§4. Griffith, the Liberty ships, and the birth of fracture mechanics [25:00]
People understood that some things were ductile and some things were brittle, and the problem with brittle materials is that you cannot predict the fracture behavior. There was this guy Griffith who was trying to understand the brittle fracture of glass, and he realized it was a flaw. I gave you the piece of paper before — paper being a brittle material. When you put paper back together after fracturing, it goes back together just like a coffee cup, there's no deformation. Whereas you take a piece of metal or a piece of rubber, ductile rubber, and the crack tip blunts and it stretches, and when you try to put them back together, they don't fit back together at the end. [Tom holds up an old piece of rubber.] Here's an old piece of rubber. I wish I could figure out what kind of rubber this is. For years I've been tearing it. This is the toughest rubber I've ever found. I have to analyze it someday.
This is a plot of the stress-strain curve of a material. In the elastic region you have — it should be brittle elastic and ductile plastic. When the material's exhibiting ductility and has a lot of strain, you absorb a lot of energy over here. You don't absorb energy here. And in the brittle elastic region, it depends on the size of the flaw, how much strength you have. That's fracture mechanics — explaining the size of the flaw. Griffith came up with this theory in the 1920s, but we really didn't pay much attention to it until after World War II.
We had a number of problems, and this is the 1946 US Navy report on design and methods of construction of welded steel merchant vessels. It's an investigation the US Navy ran right after World War II, because during the war they built Liberty ships, and they were building some of them from laying the keel to sailing away in 2 weeks at the height of the war. They really learned how to pump them out. They built 4,700 Liberty ships, of which a thousand suffered casualties involving fractures. 24 vessels sustained a complete fracture of the strength deck — the top deck would give strength in bending. One vessel sustained a complete fracture of the bottom, eight vessels were lost. Of these, four broke in two, 26 lives lost. The famous picture of the USS Schenectady sitting at dry dock, never having been out to sea — it just decided to break in two one day, sitting at dry dock. If you go to a fracture book, this is the classic book they usually show. What they don't show is one of the plates from this book of the USS Esso Manhattan, where the same thing happened out in the middle of the ocean, which was a lot worse than doing it at dry dock. They lost a few ships.
They came in, they did a study. There were three places where they did big studies of brittle materials after World War II, even though Griffith had explained the brittle fracture of glass. No one understood why he was studying glass — everyone knew it was brittle. But Griffith had explained it was the flaw size, and he came up with the fundamental equation of fracture mechanics, which I wrote down the other day: the toughness of the material must be greater than the applied stress times the square root of pi times the crack length. If this is a specimen — a typical fracture toughness specimen has some holes in it so we can grab it — C is the crack length. And you have a crack right here.
[Tom holds up a fracture toughness specimen made of granite.] This is a fracture toughness specimen made out of granite. This was part of Wendell Wilkening's doctoral thesis. He was finishing up his doctoral thesis here when I started, the week I was starting as an assistant professor. Wink — we call him Wink — was studying the fracture of granite because Professor Backofen, who had taught me mechanics when I was a sophomore, was curious about how they raised the Egyptian obelisks. You know, these things that look like the Washington Monument. Everyone had assumed they cut the stone in the horizontal position, it's all one stone, and they just lifted it up. But if you did the fracture mechanics that people understood in 1970, it should have broken under its own weight. Such a brittle material — as you lifted it up, it should have fractured.
He put Wendell on a doctoral thesis to try to understand the brittle fracture of stone. He found out — well, they already knew — granite is a three-phase material. You can see white, black, and gray, three different crystal structures of three different minerals in granite. What he found is that at the tip of the crack you actually get little microcracks, and those microcracks absorb more energy than anyone ever thought they would in terms of fracture behavior. That's why the Egyptians were able to raise that obelisk up — it had more fracture toughness. You can postulate some flaw size, you can calculate the stress, you can estimate the fracture toughness, but the dynamic fracture toughness was greater than they had assumed. You only have three parameters here — applied stress, toughness of the material, and size of the flaw. That's the science of fracture mechanics. Now there's lots of different mathematics that goes with it, but fracture mechanics could explain these things.
After that, a number of ceramists started saying, "Oh, all we have to do to toughen ceramics, which are terribly brittle, is introduce other phases that will cause these little cracks." That's true for the first loading. What happens on the second loading? After you've already introduced those little cracks, you can't crack them again. That led to the ceramics fever of the 1980s, and people were going to make tough ceramics, and they were starting building jet engines out of ceramics. Well it didn't work. Ceramics are still brittle, metals are still ductile.
§5. The three postwar centers of brittle-fracture research [32:26]
After the Navy study around 1950, three places in the world did a major study of brittle fracture of welded vessels or ships. One was in Great Britain. There's a guy Richard Wek who was riding his bicycle outside of Cambridge University, and he came along this little place called Abington in the countryside, and he said, "I want to build a welding institute here." He got some money from the British government, and they built the British Welding Institute, which is now a large research organization mostly funded by big oil companies. The British Welding Institute did some very fundamental studies on the fracture behavior of welded steel structures. They are now a leading place for studying the fracture behavior of all kinds of materials for structural materials.
Another place was the Naval Research Laboratory. There's a guy Pellini at the Naval Research Laboratory in Washington DC, and he got money out of the Navy as a follow-on to this study, and he studied brittle fracture mostly of submarine steels. This was the days of Admiral Rickover and others. Another person was Professor Cohen in this department, who later became an Institute Professor. Professor Cohen and a number of other people started studying brittle fracture. Those are the three key places. The most scientific study was done here at MIT. The British Welding Institute did a fairly scientific study, the Naval Research Laboratory did a more practical study. That's where we really learned about brittle fracture.
What they learned from the Navy report is, if you basically took what they called a Charpy bar — the Charpy bars had been invented around 1905 in France. It's just a little one square centimeter bar. I should have brought one with me. It's 1 cm square, 10 cm long, has a 2 mm notch in it, and you whack it with a big calibrated hammer and you see how much energy it absorbs. Toughness is a measure of the energy of fracture. If something's brittle, it doesn't take much energy. If something's ductile, it bends. You can do it with plastics, you can do it with steel.
[Tom holds up samples of polyethylene and polymethyl methacrylate.] This is polyethylene. I can bend polyethylene and it will not break. This is polymethyl methacrylate — it snaps. You can look at the surface of these things. The whole metal middle section broke off — it's on the floor down here. We had a double fracture, which is unusual. Ordinarily you have a single fracture and it unloads everything else. If you look on the fracture surface, you'll see a little shear lip — at least on one of the brittle fractures you should see a shear lip. There's a little one on here, a little 45° slant, which was the compression side of the fracture. There was enough stored energy that even once one of them broke, the other one was close enough to breaking. We still run into brittle fracture today, in all kinds of structures.
§6. The ethanol centrifuge failure [36:17]
This was one I had a few years ago. When they started making a lot of ethanol about 10 or 15 years ago to put into gasoline — you know, the 10% ethanol in gasoline, using most of our corn crop to do that. You can talk about the politics of whether that made any sense. To make the corn syrup, to make the ethanol, you have to crunch up all the corn stalks and corn, and then you end up having to separate the liquid from the solid. To do that they use a big centrifuge. The centrifuge is just a big spinning disc. It's about a three-ton disc of stainless steel, with some holes in it. As it spins, you put the silage inside, and it's a wet silage, and you're trying to get the corn sugar liquid out so you can turn it into ethanol to make a substitute for gasoline. It has holes in it, so you spin it around. About 4 feet in diameter, weighs 3 tons, cross-section about 10 by 15 inches. Spinning, as I remember, over a thousand RPM. One of these things let go in China. It had been made in Pennsylvania, cast in Pennsylvania out of a duplex stainless steel.
[Tom passes a piece of the fracture surface around the class.] If you look on the edge of this thing as I pass it around, you'll see a little bit of ductility — it started to stretch — but then you see the rest of this is just a terrible brittle fracture, because they didn't heat treat the steel properly. They had one of them let go in France, almost killed somebody but didn't, and then they killed someone in China. We had to figure out — well, I didn't have to figure out why it happened. Anybody knew why it happened once you look at how brittle the fracture surface was. You had that much energy, and spinning 3 tons at 1,000 RPM is a lot of angular momentum.
But we had 700 of these around the world, and the question was, how do you inspect them? It turns out the critical flaw size for that was no more than 2 millimeters. If you measure the toughness of that improperly heat-treated steel and you calculate what size flaw — just like a small flaw in glass will cause you to lose all your strength — in this case less than 2 mm in one of these drilled holes. You had fatigue cracks that would form at drilled holes because of the stress concentration. You had to inspect this thing — it was about 10 inches deep. It's only a quarter-inch hole, but it was about 10 inches deep. How do you get in there to inspect it? Or do you just quit making ethanol and people quit driving their cars? We still have problems with brittle fracture.
§7. Pellini's ratio analysis diagrams [39:57]
It turns out Pellini, the guy at the Naval Research Laboratory, developed something called ratio analysis diagrams for steel, titanium, and aluminum. I'll show you one of these. This comes out of the ASM handbook on fatigue and fracture. Before I show you the ratio analysis diagram, let me show you some of the specimens.
If you go back to a book by a couple of guys at US Steel from the 1960s, when they started doing fracture toughness specimens — I passed around that little piece of granite, that's a fracture toughness specimen. These are fracture toughness specimens. They're called compact tension specimens, and there are the holes that you grab the thing in a great big machine. Here's a little one that's actually probably larger than my granite one. And you get bigger and bigger, until here's one sitting on a couple of 4x4s here in the lab. This one weighs tons. It turns out you need to know how thick your steel is in order to measure the fracture toughness of the steel, and we'll go over some of that in a little bit.
Pellini was taking a very practical approach. He was working for the US Navy, and he wanted to know what the properties of the steels were, because they were going to build nuclear submarines back in the 1950s. He came up with something he called the dynamic tear energy, which is similar to a great big Charpy bar with a little notch in it that you hit with a hammer, versus the yield strength of the steel in KSI. This is a ratio analysis diagram, RAD, for steels, that he put together from lots of different things. This is the plastic region up here — lots of toughness in low-strength steels. At 100 KSI tensile strength, you're up in the plastic region where you're ductile. You get up to very high strength, 300 KSI. This is the strength of aircraft landing gear. You folks in Boeing — this is where the landing gear are, 280, 300 KSI. It's what we call the plane strain region. The reason you call it a ratio analysis: if you take this and bring it down underneath, K over sigma must be greater than square root of pi times C. So he's looking at the ratio of the toughness to the strength — energy of fracture to force of fracture — at the yield strength of the material. From that he can calculate a critical flaw size. This is the critical flaw size line up here for 2 and 1/2 inches. The critical flaw size is not a little 2 mm flaw, like that brittle piece of stainless steel I passed around. At this strength level, you need a 2 and 1/2 inch flaw to have the thing fail in a brittle manner.
At a higher strength level, depending on whether your applied stress is half of the yield stress or at the yield stress, a 10 mil flaw could cause the thing to fail in a brittle manner. So for aircraft landing gear, you've got to inspect to 10 mils — human hairs — to make sure that thing is not going to fail in a brittle manner. And it's not a good day if it does, okay.
This is what Pellini called the technological limit, up here for steels. This is the toughest you can get steels. They got them stronger and stronger, but they lose their toughness at higher strength. This is the worst steel gets, down here. All steels lie somewhere in between. This is the plastic region. As Professor Parks, who used to teach fracture in this department, used to say, only the Navy can afford to design a submarine to be all plastic. Most of the structures we deal with are elastic-plastic, and we hopefully don't get too many structures that are plane strain toughness, because they're going to be like glasses or ceramics in terms of brittleness.
Here's a ratio analysis diagram he did for aluminum alloys. You have a similar type of technological limit. Your low-strength aluminums — but remember the steels went out to 300 KSI. The yield strength of the aluminums, a high-strength aluminum like an aircraft wing, is 70 to 80 KSI. Low-strength aluminum like beer can stock is up here in the plastic region — we have to form it. If you're talking about an aircraft wing, depending on your stress level, you could be talking about flaws a millimeter in size that you have to find before the wing would just crack.
There's a similar plot — because the Navy at one time was interested in titanium submarines, which they're no longer interested in. The Soviets built one, or actually built several. Here's titanium alloys' ratio analysis diagram. It doesn't go out to 300, it goes out to 170. It has the same general plot — plastic region, elastic-plastic, plane strain. Again in the plane strain region, you're talking about millimeter, half millimeter flaws that could cause the whole thing to fail. So you can go to very high-strength metals, but they're starting to act a little bit more like ceramics. You're giving up something in terms of the ratio analysis diagram.
I've never seen anyone else do this — I plotted all these different materials on one graph once. Some people probably think there's something wrong with doing this. Fracture toughness versus yield strength — the steels are up here, titanium here, aluminum's here, composites are here, plastics down here. And ceramics — where are ceramics? Ceramics have tremendous strength, but lousy toughness. So ceramics can go out to very high strength, but toughness is where flaws a thousandth of an inch in diameter can destroy a ceramic. The thing is, you can't inspect things down less than a millimeter in size in general. So you have no way of knowing whether your structure is going to catastrophically fail on you — you just have to hope that it won't, and a lot of people aren't willing to risk their life on hope.
§8. Navtec and the America's Cup hydraulic cylinder [48:09]
Any questions on why fracture toughness is important? So I'll now give you a practical example. A graduate of mechanical engineering here at MIT brought this to me. He works for Navtec. Navtec is a company that makes high-end marine hardware for America's Cup yachts. [Tom holds up a small aluminum hydraulic cylinder.] This was a cylinder of aluminum, high-strength aluminum, that they had designed for an America's Cup yacht, and had 7500 PSI hydraulic fluid in it. It's got a wall thickness of about 2 and 1/2 mm. I don't know if we can still see it, this thing's getting a little old, but you have to be able to read a fracture surface. The fracture didn't go all the way through. The initial fatigue crack — this thing did fail in fatigue. If you can read a fracture surface, you'll see lines radiating one way, other lines running this way. The initial fatigue crack is there at the origin, and it ran about 2/3 of the way through before the thing blew up. If you're standing right next to one of these things trying to raise the sails on your America's Cup yacht, and this thing blows up in your face, it's not a good day. At 7500 PSI, you can inject the oil right into your skin and your bloodstream, and it does all kinds of bad things. You end up with hands that die because they get no blood.
So he came in. On an America's Cup yacht, weight is so critical that they design things to fail periodically. If it doesn't fail periodically, you made it too strong, it's too heavy. That's the design philosophy. Except you don't want it to fail unsafe, you want it to fail safe. This was failing unsafe — it was exploding. What they wanted was a leak before break, as it's called in the literature. A leak before break just means that if this is the wall of your fracture, you want the little fatigue crack to grow all the way through before it gets to critical size, so that you get a weeping leak, rather than an explosion and the whole thing shatter. It doesn't matter whether it's a little hydraulic thing like this or a great big pressure vessel — we want things to leak before break.
Here's what he had. That piece of aluminum tubing was 7075 T6 heat treatment. If you look in the literature, the yield strength of that material is 73 KSI. The fracture toughness is 26 KSI square root of inch. The wall was an eighth of an inch thick, 3 mm.
This guy called me up, all concerned — it was a big rush. I said, "Well, you can come by Saturday morning." He came by my house Saturday morning, brought me that, and said, "We had one of these fail during training, and we can't have that. We don't want to make things heavier." He explained the philosophy in America's Cup hardware: if it doesn't fail periodically, you made it too heavy. But you want it to fail safe. So I said, "What you need is leak before break. The problem is you're going for maximum strength by giving it the T6 heat treatment. T6 heat treatment aluminum optimizes the strength. What you want is the T73 heat treatment." The T73 heat treatment basically overages, and you lose some of your strength, but you gain toughness. So the yield drops to 63 KSI, the toughness is 30 KSI, and the critical flaw size is 4 mm. You drop strength, but you increase toughness. Now the T73 would be leak before break, and it would fail safe by just a weak leak, as opposed to blowing up in someone's hand. Fairly simple heat treatment change, well-known heat treatment improvement in toughness, loss of strength, but great improvement in safety.
He said, "Oh thanks, how can I pay you for this?" I said, "Let me have the sample." That's what I got paid, by having the sample. Unfortunately, you could see the fracture when it was brand new, but that was probably 10 or 15 years ago. Over time it's oxidized away and you don't see the contrast. But if you got it in a microscope, you would still be able to see it.
§9. Closing: aluminum baseball bats and design philosophy [54:08]
Design with structural materials is a balance between strength of fracture by force and strength of fracture by energy. You need both. It wasn't until the Liberty ships of World War II that we learned you had to have toughness as well as strength. You couldn't just go for high strength. We use baseball bats now made of highest strength aluminum, around 100 KSI strength, off the chart of the ratio analysis diagram that Pellini put together in the 1970s. Today we have aluminum alloys we can make super strong, and we make them into bats, which are very thin wall, and they typically will crack and won't work very well as a bat — they don't shatter in someone's hands, but they cost you another $300 to buy a new bat. The bat companies think that's fantastic. They could make these things that would last for one or two hits, but people would really get upset if it failed after one or two hits. So they make them so it only takes 100, 150 hits before you'll start developing cracks and have to buy a new bat, and they think that's fantastic.
That's just difference in philosophy. It also proves what I said before — people in sports will pay anything to get the competition over their other people in sports. Usually it's golfers, but in this case it's parents who want Johnny or Susie to hit a home run — not so that Johnny or Susie can rub their friends' noses in it, but so the parents can rub the other parents' noses in it. It's sort of insane, but that's what we do. We'll pay a lot of money for sports equipment.
So that's it for today. I'll see you on Thursday. I think we've covered most of the fracture mechanics stuff. I have lots of stories. I could teach a whole class on fracture mechanics, a 12-lecture module. But we'll start talking about steel and where it lies with regard to other things, at the outer limits of toughness, and that's why we use so much of it among the reasons.