CS_Su2012_03

Codes and Standards Summer 2012 Session · 12 sections 15 cases · Watch on YouTube ↗ all files
Layer 3 — readable edition

§1. Johansson gauge blocks and temperature calibration [00:02]

§1.p1

I found this on Wikipedia — just for your information. In 1907 they called them Johansson blocks. I actually brought in Weber blocks, made by Starrett. They don't historically go back to Johansson, but Johansson was the guy in 1907 who found that you could ring these together. There are about twenty of them all rung together to make some reference length. That's essentially what you do when you need to compare things to a reference.

§1.p2

Gauge blocks are calibrated at 68°, and that's the temperature you should use to make your measurements. You can make it at 70° as long as everything is at 70° — if it's steel and steel. If it's aluminum, then you need to do it at 68, because the gauge blocks were calibrated for 68. Actually I should take that back — the gauge blocks I brought in were chromium carbide, not steel. They look like steel, but they're a lot harder, so they don't wear; they're a better-quality block. The thing is, unless you're making a measurement on something of the exact same material, you really do have to do it at 68°, because that's what it was designed for. If it's a different material, they're going to have different coefficients of expansion.


§2. Ashby plots and limits to material properties [01:41]

§2.p1

Last time we started talking about properties. There are limits to properties, and I'm not going to spend a lot of time on this, because in your material selection lectures you'll see some of these Ashby plots.

§2.p2

Mike Ashby was a professor at Harvard for a while, then went back to England, and now he's retired — in England you can still force professors to retire at age 65. He's made quite a business. He started out writing books in the 1980s — Engineering Materials and Material Selection. He's both a mechanical engineer and a materials engineer, a very broad thinker, an engaging speaker. He wrote a number of these books and started making some money. This book goes for $300, or it did twenty years ago. But with it you get this handy-dandy pamphlet. The book has a copyright; the pamphlet doesn't. He did that on purpose, so people could copy it.

§2.p3

Then in the '90s, when he went back to England, he decided he would start developing computer programs. Now for $50,000 you can buy a computer program that will help you select a material for some product you want to design. He started with what are now called Ashby plots, where he would plot two parameters of a material against one another.

§2.p4

In this case he's plotted density versus Young's modulus. He's got a whole series of these, and they're very useful plots to get a 4,000-foot view of material selection. Young's modulus is related to the strength of the bonds between the atoms. Density is related to the number of protons and neutrons in the nucleus and how closely they pack. Cork is one of the lightest materials. Polymer foams are down here. You can see why cork occupies a unique position among materials — low density and low modulus. Good for wine bottle stoppers. But there are only so many cork trees in Portugal, and they're getting short on cork trees, so we have plastics that do it for wine bottle corks. Metals are up here, ceramics are up here.

§2.p5

Here's Young's modulus versus strength. These should be correlated, because Young's modulus is related to the strength of the bond, and tensile strength is also related to the strength of the bond — but not perfectly correlated. The other lines on here relate to design guidelines: your criteria for failure, whether it's buckling, or buckling of a plate or sheet. You have different ratios of strength versus modulus. So Ashby went back to a lot of these basic mechanical equations for strength of materials and said, let's plot strength versus something else.

§2.p6

Here we have thermal diffusivity and thermal conductivity. They should be strongly correlated, which they are. Diamond is up here because it has the strongest, or second strongest, chemical bonds. Very good thermal conductivity — that has to do with how heat energy, wave motion, mechanical motion in the lattice, transfers through the material. Down here you have rubbers, cork again — very good insulators. Most of them are closely correlated. Anybody know why?

§2.p7

[Tom retrieves chalk.] The thermal diffusivity — usually alpha — is equal to the thermal conductivity divided by the density and heat capacity. So to find that these two are correlated is not a big surprise. Those are Ashby's material selection plots. The main reason I wanted to put them up: in terms of codes and standards and the design of something, there are limits to what can be achieved.


§3. National Aerospace Plane and the Concorde detour [07:57]

§3.p1

Anyone ever hear of the National Aerospace Plane? This was twenty, twenty-five years ago, just after the Reagan Star Wars defense buildup of the mid '80s. After they had designed the space shuttle, they decided they wanted to build a National Aerospace Plane to compete with the British Concorde. Anybody know what the Concorde is? It's out of business now. It was a supersonic commercial jet that would go from London to New York in less than five hours at about Mach 2.

§3.p2

I flew it once. I paid the extra $2,500 out of my own pocket just to say I could fly on it. One of the filthiest planes I ever flew on. The service was lousy. Everybody thought they were in first class, because everybody was — it was called a super-first-class ticket. So when it came to boarding, everybody wanted to board first. It was a cattle car. But I flew it.

§3.p3

We left London at 5:00 p.m. London time and arrived in New York at 4:30 the same day — half an hour earlier than we took off. The really interesting thing about flying supersonically: no jet lag. I started out in Vienna, flew to London, got back to New York, and then there was a rainstorm and I didn't get back to Boston until midnight. I'd been in Europe for a week, in Vienna time, six time zones ahead. I worked all day and got home at 1:00 a.m., got up at 7 or 8:00 in the morning. I was working out in the garden about 4:00, and I thought, any other time I'd gone to Europe, by 4:00 in the afternoon the jet lag hits you. I was out there in the garden and I just realized I wasn't jet-lagged. Everyone had told me, when you fly supersonically you don't get jet lag. I don't know if it has to do with not being on the plane as long and being dehydrated, but you don't get the same jet lag.

§3.p4

So that was — I don't know if it was worth $2,500, but I did it. Now you can't, unless you become an Air Force or Navy pilot, to fly above Mach 2. They did have a great big sign in the front that told us what Mach number we were flying at, not that you could tell anyway.

§3.p5

Back to the National Aerospace Plane. They were going to fuel it with hydrogen, because it's a light fuel and you need lightweight. They were going to have liquid hydrogen in the wings, and a copper alloy skin — some copper alloy they hadn't figured out. So you've got liquid hydrogen at 20° Kelvin on one side, and a half-inch or inch away you've got Mach wind blowing by at about 3,000 Fahrenheit — say 2,000 Kelvin. That's the temperature gradient between hot air and liquid hydrogen, with a material in between that, if it failed, kaboom. This is fuel and oxidizer.

§3.p6

They had no idea what material they were going to build this plane out of. So they never did build the plane. The idea was, you could go from New York to Tokyo in three hours, because you'd actually get up into the upper reaches of the atmosphere and you'd be going 15,000 miles an hour. But the interesting thing — that five-hour flight from London to New York — about an hour and a half each way was just getting up to altitude and breaking the sound barrier over the Atlantic, then you had to start slowing down. Most of your time was accelerating and decelerating. The dinner service was also terrible, by the way.

§3.p7

Student: [question about who flew Concorde]

Yeah, everybody wants to be first class. I was in seat 1B, because I'd made my reservation four weeks ahead of time. Everybody else on the plane were these high rollers. The guy sitting next to me was the number one frequent flyer on British Airways. He was 23 years old. His typical week was to fly around the globe. His father was a Greek shipping tycoon. He'd graduated from Cambridge or Oxford. He spent most of the dinner explaining to me how I should put all my money into the Bahamas or somewhere to avoid the taxes — how to launder your money. I thought, well, that's a good way to go to Leavenworth. The other thing he was doing was holding the tray table for dinner with one hand as he tried to eat with the other, because the tray was broken. They only had a couple of these planes; they never had time to do maintenance. That's why it was filthy. Which wasn't very comforting.

§3.p8

Which by the way is another reason why you should never take one of these helicopter tours around Hawaii. They never have time to do maintenance on those helicopters. The guys who work at the helicopter companies will never take one of those flights, because they know the incidence of failures is higher in that business than any other. These are little things you need to learn.


§4. Air Force Mach 5 strike aircraft and the limits of materials [14:52]

§4.p1

The great thinkers in the Air Force still have these grandiose plans. About five or six years ago I was on a committee for propulsion — how the Air Force should spend $300 million a year in their propulsion research budget. They had two goals. One was to fly 25,000 miles without stopping. I said, why do you need 25,000? Why isn't 12,000 enough? Half of a great circle will get you anywhere on Earth, and we can actually do 12,000 miles with the latest 747s — the Dreamliner will go half a great circle. They said, we don't think we can ever depend on bases anywhere except in the continental United States.

§4.p2

Student: We've got aircraft carriers.

Well, no, they just want to have something to take ordnance somewhere. The other goal — they wanted something that would go Mach 5, which is about 17,000 mph in the air. If you start looking at the frictional heating, you're getting up to 5–6,000 Kelvin. I said, there are only so many materials that have melting temperatures. You can start counting on one hand the materials that can sustain that type of temperature. I said, why do you need to go — this isn't man-rated aircraft? They said no. And I said, why do you need this? They said, we once knew where Osama Bin Laden was, but we had to get the ordnance there within fifteen minutes — and because it had to be from a carrier, in order to do it we needed something that would go 17,000 mph in the air. So it's a fancy cruise missile. The limits on the materials —

§4.p3

Student: That's pretty typical of the military. Screw something up and come up with some ridiculous long-term corrective action. A 17,000 mph plane?

Well, it wasn't really a plane, it could be a small thing. You can put a lot of explosive into a small package. Cruise missiles basically have engines designed to last for one or two hours. They're made out of carbon composites and they just burn up. If it only has to last for one or two hours and only costs two or three million dollars for the cruise missile, big deal.


§5. Observables: forms of energy and the electromagnetic spectrum [17:52]

§5.p1

So there are limits to materials. Now back to observables. Observables, I told you, were energy interacting with matter. From the MIT 40,000- to 50,000-foot view, there are only certain types of energy you can deal with. There's electromagnetic energy — light, X-rays, microwaves, the electromagnetic spectrum. There's mechanical energy, with a fundamental limit. There's a limit to electromagnetic energy in the sense that you get up to cosmic rays and energies beyond anything we can afford. Chemical energy — the strongest bonds are about three electron volts. Thermal energy, which is really just mechanical vibrations, at least in solids. And nuclear energy.

§5.p2

To observe materials we use each of these, and in many of them we look at specific spectra. If you want to look at the electromagnetic spectrum — I don't know anyone using gamma rays for non-destructive testing, but we certainly use X-rays — at least the lower-intensity X-rays — for most inspection. Ultraviolet: it turns out that 1 to 3 electron volts falls in the energy of ultraviolet, and that's why you get a sunburn outdoors. Practical thing you've learned today: ultraviolet light, at the intensity of the sun, will break down the primary chemical bonds inside your skin, and essentially burn you.

§5.p3

Take a regular flashlight and you can actually shine it through and see through your skin. Anyone ever done that with your fingers? Your skin is somewhat transparent to certain wavelengths within the visible. But you can get burns because the ultraviolet rays on a sunny day are sufficient to break down the chemical bonds inside your skin. Infrared is used for thermal analysis, and you know what radar and other things are used for. There are little bands in here, like the terahertz band between infrared and radar, that really isn't used much. Some guys over in electrical engineering are trying to figure out how to do it. The hard thing is to control things — now we're talking about electrons moving several millimeters. In the terahertz regime you're talking about submillimeter wavelengths, and it's hard to figure out what to do. If you could develop devices that generate those rays efficiently — anyway, we use almost everything in that electromagnetic spectrum to observe materials in one way or another, and to do non-destructive testing.


§6. The Debye frequency and hot isostatic pressing [22:17]

§6.p1

Mechanical energy — there's a limit, which is the Debye frequency. The maximum speed at which two atoms can interact is the velocity of sound divided by the distance of separation. You might know the approximate speed of sound in a solid — 5,000 m/s, or 3,000. At sea level it's 343.50 m/s in air. Now here's an important thing to start thinking about. Anybody know what the distance of separation of the gas molecules is in this room at standard temperature and pressure? How many atomic distances?

§6.p2

These little rules of thumb I've picked up over the years are useful. The density difference between air and a condensed phase — steam versus water at room temperature — is about a thousand. Might be 1800, might be 800, but about a thousand. So what's the distance of separation? In liquid water or ice, the molecules are touching. If in the gas phase the density is a thousand times less, how many molecule distances between atoms?

§6.p3

You go from volumetric to linear — take the cube root of a thousand. So it's a distance of ten molecules between atoms. If the velocity is 5,000 m/s and the distance of separation is 10⁻¹⁰ m, we've got a frequency of interaction of 5 × 10¹³. That's called the Debye frequency. Some people use 2 × 10¹³ because not every molecule is an angstrom across. In any case, that's the maximum frequency you can have.

§6.p4

In trying to engineer real things, it's important to have certain types of numbers that make sense. In my field, knowing the relative density between a solid and its vapor at room temperature is useful. If you now say I want to do it at 2,000 Kelvin rather than 300, I just multiply by six. So a gas at 2,000 Kelvin versus 300 Kelvin is about 6,000 times difference in volume between solid and vapor. Why would I care?

§6.p5

Hot isostatic pressing. Anybody heard of it? If you're going to build a turbine disc, you might make it out of powder metallurgy. Good reason — uniformity of composition of the powders. But you end up with pores all through the structure, and those pores, just like a perforated piece of paper, weaken the material. You'd like to get rid of them. Right after World War II, at Battelle Memorial Institute in Columbus, Ohio, they built the world's first hot isostatic press. The second one was located in 4-131, right next to where you eat breakfast. They build a furnace that will go to 2,000 degrees and 2,000 atmospheres — about 20 or 30,000 PSI.

§6.p6

They do it in argon. The high temperatures and argon isostatic pressure just squeeze the pores out of the material. You take a superalloy you're going to make a turbine disc out of for a jet engine, and you squeeze the pores out. Same for Harley-Davidson aluminum cylinders, because you don't want one to fracture. Where's that cylinder when you're riding the motorcycle? Right between your legs. If it blows up, not a good day. More critical than the piston engine in your car, because if it blows up in your car you'll probably slow down, hopefully no accident. But on a motorcycle, you're intimately involved. For critical things, we take the time to squeeze out all the porosity.

§6.p7

Why do they limit it to 2,000 atmospheres? Because you can't squeeze the gas any tighter. At that point the gas molecules aren't ten atomic distances apart, they're right on top of each other as if they were a liquid. If you look at the phase diagram for a one-component system, it gets to the point where you can't tell the difference between a gas and a liquid thermodynamically if you go to high enough pressures. Some of you mechanical engineers have studied that in the steam tables. That little hump, the point above the critical point where liquid and gas become one. It's Nirvana for phases — the two phases become the same phase.

§6.p8

So we do lots of things to measure properties of materials. The practical limits on electromagnetics: once you get up to hard X-rays, you're getting lots of energy per photon, it's too expensive and dangerous — you start killing people. People design things like neutron bombs and X-ray bombs to kill people without damaging buildings. Mechanical, there's a limit to the frequency. Chemical, there's a limit to the bond energy. Electromagnetic interacting with chemical, that's somewhere in the ultraviolet. Thermal is just a subset of mechanical vibrations, and nuclear is a different science I don't know much about.


§7. Who writes the codes? Federal agencies and standards bodies [30:25]

§7.p1

Back to codes and standards. I handed out a document on the first day on codes and standards. It goes through how there are many different codes, specifications, recommended practices. These come up historically through various industries.

§7.p2

In the aviation industry, what are some of the agencies that come up with standards? Anybody know?

Student: NTSB.

The NTSB, yes.

Student: FAA.

FAA. The NTSB is not just aviation. We think of it that way because they're most prominent. But pipelines and everything else — they're responsible for trucking, pipelines, aviation. They don't write standards so much as investigate accidents to help improve them. It's like the difference between OSHA and the National Institutes of Health. The NIH does research on what health standards should be. OSHA sets the health standards for the workplace.

§7.p3

The NTSB works with the FAA. The FAA sets regulations and enforces; the NTSB provides information that goes to the FAA so they can set more intelligent standards. The FAA is really the standards body. There are a number of these arrangements in the government.

§7.p4

What about other industry standards or agencies? There's another big government one — NASA.

Student: [aviation question]

If you're talking nuclear — I was thinking of aviation, but if you're in the Navy and talking ships, you have to worry about the Nuclear Regulatory Commission telling you how to run your reactors. Except the DoD can always claim national security interest and tell all these other agencies to go pound sand, until they get to congressional level. Sometimes Congress will tell the military to go pound sand — such as tributyl tin. Anyone know what tributyl tin is?

§7.p5

Twenty-five years ago the Navy discovered that if you put tributyl tin in the paint on ships, you don't get barnacles growing. Great to save money on maintenance. The only problem is, not only do they not grow on the ship, they don't grow in the harbor. Parts per trillion of tributyl tin wiped out every mollusk in every harbor in the United States. Finally the oystermen and the clam diggers went to Congress, because the Navy kept saying, for national security we need to put tributyl tin in our paint. In the '90s Congress said no, take your tributyl tin out, get out your scrapers and start scraping again.

Student: It creates jobs.

It creates jobs, it increases cost. There are lots of things it does.

§7.p6

Student: [DOT]

DOT regulates a lot of things. I was trying to get you to SAE. Anybody know what SAE is? Society of Automotive Engineers. But they carry all the aviation engineers. The Aerospace Material Standards, AMS, are standards of the SAE. SAE got into the regulation of aviation before other people did. The Aerospace Material Specification index is promulgated by the Society of Automotive Engineers — historical thing. If you look at this, about a centimeter thick, it's got all the specifications as a single line on the page for every specification. Titanium alloys, sand castings, aluminum bronze. Many of them list the purchase price — they're all 59 bucks. For every line there's about a 20-page specification. How many feet of shelf space? Probably 40 or 50 feet if you owned all the AMS specs. At $59 a line, and you have to buy most of them every year, it gets pricey. Which I'm going to get to in a little bit.

§7.p7

For automotive — what do we have for automotive? Anybody know any federal agencies?

Student: National Highway —

NHTSA, National Highway Transportation Safety Administration. So if Ford's got a defective widget, they have to report to NHTSA, and NHTSA can force Ford to do a recall, which might cost them $100 million. There's the DOT — DOT regulates not just automobiles but pipelines, ships, railroads. The Coast Guard has to deal with the DOT — actually, Coast Guard, is it under DOT? It used to be Department of Transportation, but now they've moved it to Homeland Security. I always think it's interesting that when the Navy has a ship too old to use, they give it to the Coast Guard, and to them it's a new ship.

§7.p8

For energy and utilities, there's the American Petroleum Institute. The American Society of Mechanical Engineers Boiler and Pressure Vessel Code. For commercial ships — what are the three big classification societies?

Student: ABS.

American Bureau of Shipping. At one time ABS had 70% of all ships in the world classified under it. Next largest is DNV — Det Norske Veritas, in Oslo, a Norwegian company. Veritas is basically truth. They classify about 20% of ships. Then in France there's Bureau Veritas, about 10% of the shipping in the world. This is non-military. Lloyd's is not going to give you insurance unless you had a classification society certify to Lloyd's Register of Shipping. Lloyd's will use ABS and DNV and Bureau Veritas to go into the shipyard, do the same types of things you guys do in shipyards to make sure it's being built properly.

§7.p9

You are sort of the ABS of the US for the US Navy when you go in as a SUPSHIP — they still call it SUPSHIP, right? When you go into SUPSHIP, you're acting like ABS for a commercial operation, looking over their shoulders, arguing with them about whether they met this non-destructive test specification. You have some of the same authority — you can shut the whole thing down if you want. But it's probably not a good idea — that doesn't increase jobs. You've got to be a little judicious.

§7.p10

Bridges and highways — Federal Highway Administration. The American Institute of Steel Construction publishes the Manual of Steel Construction. Eighth edition, third edition — this is ancient technology, this is new types of design calculations. You have local building codes and a National Building Code. And in the Welding Society materials on sources of standards: American Association of State Highway and Transportation Officials, AASHTO; American Bureau of Shipping; American Institute of Steel Construction; American National Standards Institute — they don't write any standards, they try to promote standards.


§8. ASTM, ANSI, and the marketing of standards [42:35]

§8.p1

If you actually get an ANSI specification for your standard — [Tom hands out a sample standard.] Here is an ASTM standard for pipe. You've seen pipe before, a piece of steel pipe. It's in your basement with your furnace. It also comes in 20-inch diameter, all kinds of sizes. This happens to be seamless carbon steel. The more general one is A53. This is A106. ASTM, American Society for Testing of Materials. And it's an American National Standard. Used in US DOE NE Standard — DOE is Department of Energy, NE is nuclear engineering. So you can actually put this stuff in a nuclear reactor.

§8.p2

We've got different agencies here. These are private; this is a federal agency. The American National Standards Institute doesn't write any standards. They review a standard, in this case written by ASTM, and say, oh, we bless your standard, we'll list it and sell it and promote it, and we'll collect a little money on the side — not doing anything except helping you market your standard. Marketing of standards becomes very important.

§8.p3

American Railway Engineering. American Petroleum. American Society of Mechanical Engineers. American Waterworks — there's a lot of infrastructure out there to bring water to your home. American Welding Society. American Association of Railroads. Compressed Gas Association. These are just some of the associations that, if you're a welder, you have to deal with. Why am I going through this? Because they don't always agree with each other. And some of them have the force of law.

§8.p4

If you're trying to design something — let's say you're tired of Northrop Grumman and Electric Boat. Are they the same company now? Everybody keeps consolidating, ripping off the government on contracts. You're going to start building submarines. Do you think you can just enter the business? There's a huge barrier. You've got to know all these standards. How many standards go into building a nuclear submarine? You've got NRC standards, you've got Navy standards, thousands of standards which call out other standards.

§8.p5

Look at this standard I just handed out. It tells you what typically a standard has. It starts with scope. It tells you what the standard covers — "This specification covers blah blah blah." It tells you what it doesn't cover. It talks about reference documents, a bunch of other standards it calls out. To understand this standard, you have to be familiar with all those standards. And each one calls out a similar number of standards. So one standard ends up becoming a thousand standards you have to follow.

§8.p6

Student: Does anyone ever miss a standard, forget one?

Yeah.

Student: Who checks that?

It depends on whether they have a failure. It happens all the time that people miss a standard. If no failure occurs, no harm, no foul. But if a failure occurs because they missed a standard, I get to put a grandchild through college by helping someone figure out the standards.

§8.p7

There's a huge barrier to entry in any industry — not just military, any industry. If you wanted to build a washing machine, there are thousands of standards out there, and it's hard to enter that business. About the only way to enter a manufacturing business today is to hire someone who's been in the industry for twenty or thirty years and knows what the practice is. A lot of times people don't know a standard even exists that covers them, because there are so many standards.


§9. Lightning protection: a history of empirical standards [47:53]

§9.p1

Where do we get all these standards? I have a little history story here, hopefully fun for you to read, about lightning protection standards. Ben Franklin in 1752 — he got out there with his kite and his key and almost killed himself. This is a history of lightning protection systems, written by a guy at the US Army in one of their labs in New Jersey. He's an electrical engineer. The US Army is really interested in lightning protection. Anybody know why? They have a lot of ammo dumps. If lightning strikes an ammo dump, you have something that looks even worse than the Brockton shoe factory.

§9.p2

[Student turn, partially audible.]

You have to be the tallest thing in the ocean no matter how short you are, unless you're a submarine. There's NFPA 780, the National Fire Protection Association code, about a half-inch thick — lightning protection systems. There are books written on it, but it all started with Ben Franklin. Even by the 1780s, people were starting to specify that you should have lightning rods on top of your house. But it's gotten more complex. Instead of just putting up a lightning rod and running a wire to the ground, you now have to specify what size wire. It has to be multi-stranded wire.

§9.p3

Do you know why it has to be multi-stranded? Anyone an electrical engineer? There's physics in this. At lightning frequencies, the electricity is only carried on the outer surface, the skin of the metal, because of the magnetic field. Maxwell taught us that when current's running through a conductor there's a magnetic field that goes around like that. Faraday's law. That magnetic field takes time to penetrate into the conductor. During the frequency of a lightning strike, which is on 10⁻⁵ seconds, it doesn't penetrate very deeply. The inside atoms of that conductor don't even know they're being hit by lightning. It's only the outside surface. The skin effect.

§9.p4

You can have a copper conductor 2 inches in diameter, and all you've got to carry the current is the surface area. Who cares about the stuff in the middle? At DC, that 2-inch copper conductor will carry a lot more current than a half-inch conductor. But at lightning frequencies, it's the surface area. Franklin didn't know this. Franklin thought the charge was positive too. That's why current is positive but electrons are negative. He thought it was positive charge that carried the current. He was wrong. So now we confuse students — when we say current, the current goes this way but the electrons go that way. Leave it to Ben. But Ben was a great scientist of his day.

§9.p5

This article — I have a longer one written for the Defense Department, commissioned between NASA and DoD and the Department of Energy. It goes through historically how the standards were qualified, laboratory testing. They basically concluded that, while almost everything we know about lightning protection systems was developed empirically — people tried it, and if their barn didn't burn down, it was a good system, and they wrote it into the standard — there's actually good science behind these empirical observations. It gives you the outline of how one of the oldest standards we have came about. It was some Midwestern state, Iowa — the Iowa fire marshal records from 1926. They were burning down barns all over Iowa full of corn.


§10. Enforcement of standards: civil, criminal, and contractual [53:14]

§10.p1

Going back to standards: what happens if you don't comply? Are you civilly liable, criminally liable? What's the enforcement?

Yes to all of those. What if you didn't comply but nothing bad happened? Are you criminally liable for not complying?

Student: No, there's no foul there. Who's going to hold you to that?

Unless some prosecutor's trying to make a name. It depends on the standard. If it's OSHA — if someone dies in a factory because they didn't follow the OSHA regs, it can carry criminal liability for the managers of that plant.

§10.p2

Student: If you're buying a product, you just write it into the contract that the product complies with all standards, and that way you're in violation of your contract.

You could do that.

Student: Is that usually how it works? I'm just unsure about enforcement of standards. If you don't enforce them, they don't really exist. Where do you end up enforcing that?

There's a debate right now among the presidential candidates about enforcing standards. Some of them — the Republicans — will say it's a millstone around industry's neck, and the Democrats say if you don't do it you're going to be killing people in the workplace. There's no simple answer. It depends on the specific case: did it have force of law, what law is it, contractual or regulatory, is it from the federal government, did someone get hurt, is there significant property damage?

§10.p3

The BP oil spill — they're all over that. But there have been plenty of BOPs — blowout preventers — that have failed. They fail all the time. I had three fail in Louisiana about a year and a half before the one in the Gulf, something I looked at. I looked into the design by the manufacturer, and it all came up empirically. In the oil industry, you have to start as a roughneck. I don't care if you've got a college degree, you've got to start as a roughneck if you're going to rise to top management. That's the culture in the oil industry. There's an attitude of good old boys — we're going to do it the way we've always done it. Not a lot of good science behind it.

§10.p4

When I looked at the design of these BOPs, this company was selling valves that cost hundreds of thousands of dollars. They had hired two engineers in their 20s and said, let's try to build it this way. All the guys in the company who had all the experience never even looked at it. They put this into a critical well, and the first time they had to operate it, it didn't work. Second time, second one, didn't work. Third one didn't work. They lost $100 million.

§10.p5

In the Gulf with BP it was a little more pricey. Now Congress is on top of that. Who's going to enforce it? The one I was involved with was just a lawsuit. The owners were enforcing against the others through threat of going to court. They settled for about 50 cents on the dollar — 50 million rather than 100. They redrilled the well, and it's a screamer, lots of gas, so they're making money. But a lot of bad engineering went into the design. Who's responsible? That's only property damage. The insurance companies pay off, others pay off, they have a settlement. But when people start dying — or get maimed — that's when things get interesting in terms of the government regulators. In general the regulators don't care if you lost a $100 million well — only money. But if they killed people, OSHA will come in, and they'll start fining people. Nasty things. Does that get to your question?

§10.p6

Student: I guess I was wondering how it plays out most commonly. When you're bidding on a contract, do you try to prove how your product complies more heavily with the standards than someone else's?

In military procurement, they don't really care about the standards, they care about performance and exceeding the standard. Standards are the minimum acceptable design. That doesn't mean you win good contracts by exceeding the minimum.

§10.p7

I was involved in Army brake shoes, when the Army used to use Jeeps. Someone in Ohio bid on making the replacement brake shoes, and they were doing a terrible job. The government inspectors came in and said, this is unacceptable. So the company started segregating the pallets — put the good samples on top and the bad ones on the bottom, so when the Army inspectors came in they wouldn't take the time to get one from the bottom; they'd do it on top. They were missing the specifications completely. They knew it. They were hiding it from the inspectors.

§10.p8

Boeing's going to compete with Bell or Sikorsky on a new helicopter — they're trying to exceed specifications, meet and exceed. People making replacement parts are just trying to meet the specification and be the lowest bidder. Isn't it wonderful to know, in the military you're always dealing with the lowest bidder? If someone can shave cost somewhere — well, this Army brake shoes company was getting the lowest cost because they were doing the cheapest job. The Army inspected and said, no good, we won't buy it.

§10.p9

Then the company got smart. They knew what they were doing wrong, and they put the bad ones on the bottom and the good ones on the top. That ended up as a criminal investigation. The Army wanted to get this supplier out of the accepted Army suppliers. The government was unsuccessful. When they got to the judge, there was a conflict in the specification — the drawing said one thing and the procurement contract said something else. The Department of Justice said, Army, if you can't tell them exactly what to do, they can do it any way they want, even though it could kill somebody. That's how the law's written. Does that give you an example?

Student: So did the Army just continue to buy them but purchase working ones from someone else?

They just did more inspection. They said, okay, you can screw us this way, but we'll screw you that way. Great relationship.


§11. Who pays for the codes: government, not-for-profit, and for-profit [61:45]

§11.p1

In the time left, let me tell you about the aluminum tanks — pressure vessels on cement trucks. But first let me back up. The codes are written by the government, by not-for-profits like the National Fire Protection Association, and by industrial associations. And there is a difference in price.

§11.p2

This is part of what used to be MIL-Handbook-5. You can get it online for free, because it's promulgated by the US government. On my shelf it takes up this much space — about twelve volumes. I brought in chapter 3, aluminum alloys. This is volume one, chapter one, the introduction. In the foreword it says it was done by the Federal Aviation Administration, all departments and agencies of the DoD and NASA. They got together and said, if you're going to build something for the aerospace business, you need data. Here's the data — this particular page is tensile and compressive moduli of 2024 aluminum.

§11.p3

If you're going to design something, they'll call out in the procurement that you have to build it to what used to be MIL-Standard-5, MIL-Handbook-5, but is now MMPDS-05. It has an FAA stamp up here. I can buy the whole set for $100 or $108. That's basically Government Printing Office cost.

§11.p4

NFPA on the other hand — here's NFPA 921. It actually started at the National Institute of Standards and Technology in 1989 as a guideline for conducting fire and explosion investigations. The National Fire Protection Association, which is not-for-profit, down in Quincy, Massachusetts, picked it up. You can buy this for about $110. Not bad. It comes out every three or four years.

§11.p5

There's also the Structural Welding Code of the American Welding Society — everyone building a bridge or a building out of steel in the United States needs this code. Design guidelines, inspection guidelines, welder qualification — it's all in here. Costs $400. More than the printing cost. For a while they were coming out with a new one every year, because you had to have the current edition. American Welding Society is officially not-for-profit, but let me tell you, once they started upping the price of their codes in the early '90s — you could buy this for $60 back then, and it wasn't quite as thick — they weren't thinking of their standards as a way to generate revenue. In the last 15 to 20 years, the Society of Automotive Engineers, the AMS [Aerospace Material Specifications] — they'll sell you a 20-page document for $59, and you need a couple hundred of them. ASME Boiler and Pressure Vessel Code, $12,000 a set, comes out every three years.

§11.p6

There's a big difference between the government, who sells it at reproduction cost — could be zero off the internet — and a not-for-profit, who can't make too much profit or get in trouble with the IRS, and a for-profit, who's going to gouge you. This has all occurred in the last 10 to 15 years — gouging the people who have to follow the codes. It's one of my pet peeves. I said this to ANSI: you guys need to do something about this, because they're responsible for codes and standards. The American Welding Society used to have $5 million in total assets 15 years ago. I just read last month — they publish it every year — they've got $60 million in current assets, and they took another 10 or 15 and put it into a long-term investment. They're making money hand over fist. They're a not-for-profit, so they have to set up foundations to hide their money. Codes and standards has become big business. There's a company that makes a product, gas piping, and they wrote a standard half an inch thick — 600 bucks.


§12. The aluminum cement truck tank failure [67:55]

§12.p1

Let me tell you about the aluminum gas tanks — water tanks, really — because it brings up the different bodies and how they regulate. This is an aluminum tank that goes on a cement truck. About a 200-gallon tank, if I remember. If you've ever seen the oil tank in someone's basement for heating, that's about a 275-gallon tank.

§12.p2

Officially, if you look in the scope section of the Boiler and Pressure Vessel Code — this tank was just on the cement truck to supply water to hose down the truck, so concrete doesn't harden on the outside. You deliver it, your trough has concrete exposed to the air, going to dry and harden. You spill it on the fender, you want to wash it off. They were running it off the air brakes on the truck, which operate at 55 PSI. Capacity about 200 gallons.

§12.p3

Ordinarily you'd say this aluminum tank just holds water — but compressed air on top. Compressed water — no one cares. Compressed liquids don't store energy. Compressed air stores lots of energy, even at 55 PSI. The scope for the Boiler and Pressure Vessel Code, Section 8, says: "For the scope of this division, pressure vessels are containers for the containment of pressure, either internal or external. This pressure may be obtained from an external source or by application of heat by a direct or indirect source." Meaning if I'm going to do hot isostatic pressing, I might pump up to 100 atmospheres of argon, close the valves, turn on the heat, bring it to 2,000 atmospheres just by heating it internally. I don't have a pump operating at 2,000 atmospheres. So you can pressurize externally or by internal or external source.

§12.p4

Then they tell you what the exceptions are. "The following classes of vessels are not considered within the scope of this division." Goes on for over a column. Number 10 excludes pressure vessels for human occupancy. Submarines don't apply, even if it's a commercial submarine. A bunch of exclusions. It also tells you the limits — design pressure of 300 PSI, temperature of 210, hot water supply tank with heat input of 200,000 BTUs, water temperature 210, normal water capacity 120 gallons. This excludes your home hot water tanks. They'll be regulated by someone else.

§12.p5

So what happened with these aluminum tanks. If you looked at this tank and the exclusions, it comes under the Boiler and Pressure Vessel Code. The Code says that if you have a circular opening like a nozzle in your tank — here's your hole — you have to put a reinforcement around it, which we call a doubler plate.

§12.p6

So this is the Boiler and Pressure Vessel Code for a nozzle opening. You may or may not be required to have this doubler plate. Here's your shell, here's your nozzle, fillet weld, fillet weld, and you may have this doubler plate. The code gives you all the dimensions and formulas. The company — they started out as a little company in Kansas but were bought by somebody else — did not have a single engineer in the business. They hired a consultant once, but he died. They wrote to the Department of Transportation, because it's a cement truck and goes down the highway. The DOT looked at it and said, this is an add-on, like carrying a gas tank in the back of your pickup truck for your lawnmower — not part of the vehicle. The DOT said, we don't cover this tank, it's only there for carrying water to hose down the machine when it's not running down the highway. Doesn't have any function going down the highway, doesn't come under our jurisdiction. Probably a fair assessment.

§12.p7

These guys said, well, if it doesn't come under DOT, we don't have to meet any code. Not exactly true. The Boiler and Pressure Vessel Code would include it. If the DOT doesn't want it, the states will take it, because every state in the country has adopted the ASME Boiler and Pressure Vessel Code into their laws. So the ASME code has the force of law. DOT has the force of law, in the Code of Federal Regulations. They went to DOT, DOT said it doesn't apply.

§12.p8

These guys, on their own, with no engineering expertise, decided: if DOT doesn't regulate it, we don't have to worry. Didn't bother to look at state laws or ask for an opinion from ASME. They decided, we don't want to bother with these doubler plates. We're making it out of aluminum to save weight — these trucks are at the load limit of the highways, so you make them as light as possible to carry more cement. We can make it cheaper, we just won't put a doubler plate on.

§12.p9

Anybody know anything about stress concentrations? How much stress concentration for putting a hole in a flat sheet? Three. This was the first stress concentration ever calculated. In 1880 a guy worked out mathematically that if you take a flat sheet, cut a circular hole, pull it in tension, the edges of that hole at 3:00 and 9:00 will have a stress concentration of three. You lose two-thirds of your strength — like a perforated piece of paper, if you line them up. You lose significant strength. The ASME code tells you under what conditions you have to put on a doubler plate to strengthen that weakened area. These guys decided, nope. Or maybe they didn't even know. These guys had business degrees. They knew how to sell cement trucks, but they didn't have much else.

§12.p10

When they built these things, they actually pressurized them to 100 PSI — with air. Dumb. If something's liable to fail, you don't pressurize with air on a test, you pressurize with water, because if water fails it goes splat. If air fails, it goes kaboom and blows up your building. You'd be surprised, with a 200-gallon tank, how much energy. You can calculate it by integral P dV — it's a lot of energy. It would blow up the building. They had one fail and a guy lost a leg in the plant. These rocket scientists didn't even worry about it. They paid the insurance on the guy's leg and kept making them. They didn't look into why it had failed. They didn't know they were supposed to have a doubler plate.

§12.p11

They built 100,000 of these tanks, all over the country. Because of the lousy design and high stresses, they'd get fatigue cracks. So they encouraged people, if you had a leaking tank, to buy a new one. Good business — these are marketing guys. Don't repair it yourself, buy a new one.

§12.p12

There's a little shop in Pennsylvania, and they decided they were going to repair it themselves. The guy does the weld repair — it'd been repaired several times before — and pressurizes it. He's supposed to pressurize it with 5 PSI, but he doesn't have the regulator in the line. He's using shop air at 100 PSI. It goes kaboom. They find him in four pieces about 30 yards away. He died.

§12.p13

We go in and start looking at the tank. It was corroding on the inside, there was fatigue, lots of things wrong, bad welds in some of the originals. In any case, we knew why it failed. We also knew it didn't meet code — no ASME stamp. We knew the code, 200-gallon tank, 55 PSI, comes under the code. The company said, no, we asked the DOT and they said it doesn't come under the DOT.

§12.p14

It's true there's something called preemption in the law — if the feds regulate it, the states can't. It's in the Constitution. But if the feds don't regulate it, the states may. Under Pennsylvania law, where the guy died, even if it doesn't come under the code, if you're going to build a pressure vessel that's exempted by the code, you must follow the Boiler and Pressure Vessel Code if you're going to operate it in Pennsylvania. The Commonwealth of Pennsylvania says, even if ASME excludes something — which they didn't in this case — we want you to use the good manufacturing practice, the good design rules built up over 100 years by the ASME code. There are only four commonwealths — Massachusetts, Virginia, Pennsylvania, and Kentucky. You can throw in Puerto Rico if you want to argue about a fifth. I've lived in three of them; I just haven't lived in Kentucky.

§12.p15

So the Commonwealth of Pennsylvania would have required this by law. They were violating the law. They were violating it all over the country, not just in Pennsylvania. Why did it come to a fight? Because the widow and children weren't happy to lose their dad.

Student: Wasn't he also violating the law? He was operating it in Pennsylvania.

He was repairing it. He was a welder in the repair shop, not operating it. He was violating the law in the sense that there are OSHA standards — you shouldn't pressurize with 100 PSI air. He was partially responsible for his own death. If he had done it with 5 PSI air, it wouldn't have happened. It might have killed the next guy when it failed in the field — hosing down the truck, killed him then. It was an accident waiting to happen, because it hadn't been designed according to the code, even though by law it should have been built to the code. The company thought, if DOT doesn't require it, we don't have to look further. This sort of answers several of your questions.

§12.p16

The next thing that happens — the guy I'm working with, Roger, who's between 75 and 80, used to be one of the six or seven people on the ASME Boiler and Pressure Vessel main committee. They've got committees with hundreds of people, divided up, writing new portions of the code. But it all goes up to the main committee, which is six or seven old fogies who've been working in the history for 30 or 40 years. Roger had been one of those. Nice guy — love to have him as a grandfather. Roger looks at this — he's the code guy, not me, I'm the welder — and says this should have been, under Pennsylvania law, built to ASME code and inspected to the ASME code. The ASME tells you how to build it; state laws also require people inspect it every three years.

§12.p17

Pressure vessels in Massachusetts have to be inspected every three years by an authorized inspector. That can be a state official, or someone from Hartford Steam Boiler — an insurance company in Hartford, Connecticut. They have a whole bunch of inspectors because they insure these vessels. That's their niche market. They don't want it to blow up either — costs them money. Then there's the National Board of Pressure Vessel Inspectors, another part of ASME.

§12.p18

The Boiler and Pressure Vessel Code committee tells you how to build it and how to repair it. They've got repair stamps. They call it having a stamp — in the old days they used to put a metal stamp on the vessel showing U for unfired pressure vessel, B for boiler, inside their logo. But you can't always stamp the vessel, so a stamp can be a piece of paper in your file cabinet signed off by the ASME inspectors. After you've built or repaired it, the inspection comes under the National Board of Inspectors, and they have a code this thick on how to inspect.

§12.p19

No one was inspecting these 100,000 aluminum tanks. Roger, retired from the committee, goes back to one of his friends at the National Board and says, we just discovered there are these cement trucks running around the country that need to be inspected. One of them killed somebody, we don't want it to happen again. Roger has to follow his own professional engineering ethics. He was really concerned. The code of ethics for engineers in Canada and the United States is, your primary duty is to the public, not to your company. If someone's going to get killed because of something your company made, you have the ethical duty to notify the proper authorities. You cannot, under the code of ethics, hide that responsibility.

§12.p20

Roger's primary duty was to the public. Even though he's involved in a lawsuit, he had to be discreet, because the other side might say he's interfering — it's called tortious interference, and they can sue him criminally for interfering with their business until the lawsuit's over. In the meantime, Roger doesn't want to see someone else get killed. They had a near miss where a guy lost his leg, now they killed a guy, and there are 100,000 of these bombs out there. The guy at the National Board says, we don't have enough inspectors to inspect 100,000 tanks.

§12.p21

I don't actually know what they finally did. The case got settled for lots of money. I'm sure they finally did something — I suspect they now have doubler plates on the nozzles of some of these tanks. Like I say, I don't really know what happened after they settled.

§12.p22

But the story brings out a number of the questions you were asking. The federal government preempts the states. If the federal government doesn't want responsibility, the states can take it. If someone ignores the states, that doesn't mean they're not liable. But someone's got to blow the whistle, and there's usually a reason — someone getting killed, blowing up a building — for that.

§12.p23

That's what I mentioned earlier — Henry Petroski wrote To Engineer Is Human. He was elected to the National Academy of Engineering the same time I was, mostly because of this book, not for any scientific things. Copyright 1982. He's a professor at Duke. Very accomplished spokesman. Goes around giving talks about what it means to be an engineer, the ethics of engineering. Things like the Hyatt Regency collapse, which I may go through, is one of my examples.

§12.p24

I find it's easier sometimes to answer these questions through an example like the aluminum cement truck tanks. I don't even know the end of the story, other than I'm sure that company's insurance company is not allowing them to build tanks the way they used to. Even if they can't understand it, their insurance company is likely to require them to hire an engineering consultant or a real engineer to take responsibility. Many of the things I get involved in are because they don't have engineers in the company. No one can make a technical judgment. A bunch of business people get together and say, oh, let's build a nuclear reactor, why not. That's the way it works. If it didn't, I wouldn't have been able to put all seven of my kids through college and now my grandchildren. There are certain advantages. Thanks.

Cases referenced

  • Concorde supersonic transport operations and economics §3.p1

    Tom's personal flight on the Concorde, used to illustrate (a) the material limits of supersonic commercial aviation, and (b) the maintenance compromises forced by a thin fleet. Sets up the failed National Aerospace Plane.

  • National Aerospace Plane §3.p1

    Reagan-era hypersonic vehicle proposal — liquid hydrogen tanks in the wings, copper alloy skin, 2,000 Kelvin skin temperature against 20 K hydrogen. Used to argue that materials selection has hard limits not negotiable by procurement ambition.

  • Hawaiian helicopter tour operations §3.p8

    Brief aside off the Concorde-maintenance point — operators don't fly their own tour helicopters because they know the maintenance gap. Used as a "things you need to learn" coda.

  • Air Force Mach 17 air-breathing aircraft program §4.p1

    Air Force propulsion-research committee Tom served on. Two grandiose goals — 25,000-mile range and Mach 5 / 17,000 mph — justified by a single anecdote about an Osama bin Laden time-to-target requirement. Tom argues this is a cruise missile masquerading as an aircraft, and the material limits make it infeasible.

  • Hot isostatic pressing development at Battelle Memorial Institute §6.p5

    Used to demonstrate the practical importance of knowing gas-vs-condensed-phase density ratios. The world's first HIP press at Battelle, the second at MIT (4-131). 2,000°C, 2,000 atmospheres argon, squeezing pores out of powder-metallurgy turbine discs.

  • Harley-Davidson aluminum cylinder head casting defects §6.p6

    HIP application example — porosity in cast aluminum cylinder heads is dangerous because the cylinder sits between the rider's legs. Used to underline why criticality determines whether HIP is worth the cost.

  • Navy Tributyltin (TBT) paint environmental damage §7.p5

    Used to illustrate the limit of DoD national-security override of civilian regulation. Navy used TBT in hull paint for barnacle prevention; parts per trillion wiped out mollusk populations in every US harbor; Congress overrode the Navy in the 1990s.

  • Blowout preventer investigations (4-5 cases) §10.p3

    Tom's Louisiana BOP case (three failures in sequence, $100M loss, settled at 50 cents on the dollar) introduced as the under-the-radar precursor to the Deepwater Horizon BOP failure. Used to illustrate the "good old boys" culture of the oil industry and the role of contract-law enforcement when no fatalities occur.

  • Deepwater Horizon / BP Macondo well blowout §10.p3

    Contrast case to Tom's earlier BOP investigations — property damage vs. fatalities, civil vs. regulatory enforcement, and Congressional attention.

  • Army brake shoes fraud and specification conflict §10.p7

    Ohio supplier sorted brake shoes good-on-top, bad-on-bottom to defeat sampling inspection. Criminal case failed because the drawing and procurement contract disagreed. Used to illustrate (a) the difference between meeting specs and exceeding them, and (b) what happens when specifications conflict in litigation.

  • Brockton Massachusetts steam boiler explosion §9.p1

    Brief reference as the comparison point for what an ammo-dump lightning strike would look like ("something worse than the Brockton shoe factory"). Not developed in this lecture; treated by Tom as already-known to the class.

  • Hyatt Regency walkway collapse §12.p23

    Mentioned only as a future example Tom "may go through" — flagged here because it appears in the corpus catalog and is one of Tom's recurring teaching cases.

  • Initial cement truck tank explosion and worker leg amputation §12.p10

    First in-plant failure of the cement truck tank line. Worker lost a leg during pressurization testing with 100 PSI air instead of water. Company paid insurance and continued production without investigation. The setup case for the fatal Pennsylvania failure.

  • Pennsylvania cement truck fatality and regulatory failure §12.p1

    The lecture's main case. 200-gallon aluminum water tank on cement truck, 55 PSI operating, no doubler plate on nozzles. Welder in a Pennsylvania repair shop pressurizes a previously-repaired tank with 100 PSI shop air instead of regulated 5 PSI, tank explodes, welder killed (found in four pieces 30 yards away). Forensic investigation reveals 100,000 deployed tanks with the same defect. Manufacturer had sought a DOT ruling and stopped; ASME code and Pennsylvania state law required compliance regardless. Code-of-ethics duty to public surfaces when retired ASME committee member Roger reports to the National Board.

  • Pennsylvania cement truck fatality and regulatory failure (subcase: ASME inspector ethics tail) §12.p16

    Treated within the parent cluster. Captures the professional-ethics arc — Roger the retired ASME committeeman discovering 100,000 uninspected tanks and reporting through the National Board despite tortious-interference exposure. ## Cases foreshadowed but not developed

Layer 2 — cleanup edit
p1 00:02

Help some, let's see. So I found this — you Google, wonderful, or Wikipedia — this is just for your information. Um, in 1907 they called him Johansson blocks. I actually brought in Weber blocks which are made by, uh, can't remember who. The Starrett, okay, Starrett CA and Weber blocks, because I guess they didn't have the — they don't historic — go back to Johansson. But Johansson was the guy in 1907 who found that you could ring these together, and there's about twenty of them all rung together to make some length, and that's essentially what you do when you need to make some reference length. You're going to compare things.

p2 00:45

And it points out the gauge blocks are calibrated 68°, and that's the temperature you should use to make your measurements. So well, you can make it at 70° as long as everything is at 70°, right? If it's steel and steel; if it's aluminum then you need to do it at 68, because the gauge blocks were calibrated for 68. Actually I should take that back — the gauge blocks I brought in were chromium carbide, which is not steel. Looked like steel, but it's a lot harder and so it doesn't wear, it's a better quality block. But the thing is, unless you're making a measurement on something of the exact same material, you really do have to do it at 68°, because that's where it was designed for, right? And if it's a different material, they're going to have different coefficients of expansion and stuff. Okay, are we on? Yep, okay.

p3 01:41

Any questions, anybody? I should be here tomorrow. I don't think I'm going to be here Monday, so you can watch another video, I guess. Okay, um, so last time we were talking — started talking a little bit about, um, well, both the last times about properties. I handed out these little unknown uh um/inch diameter spheres. There are limits to properties, and I'm not going to spend a lot of time going through things, but I just — because actually in your material selection lectures I kind of go through some of the properties and you'll see some of these types of Ashby plots.

p4 02:15

Mike Ashby was a professor at Harvard for a while. Before that, I can't remember where he was, then he went back to England and now he's retired, 'cause in England you can still force professors to retire at age 65. But uh, he actually has made quite a business. He started out writing some books in the 1980s called Engineering Materials and Material Selection. He's sort of a mechanical engineer and a materials engineer, both, but a very broad thinker and actually an engaging speaker and everything else. So he wrote a number of these books, um, and he started making some money, like this book goes for $300, or it did twenty years ago, okay. But in it you get this handy-dandy pamphlet. And the pamphlet has no copyrights, okay. This has a copyright; this doesn't. And he did that on purpose so that people could copy this.

p5 03:17

Well then in the '90s, when he went back to England, he decided that he would start developing computer programs. And now for $50,000 you can buy a computer program that will help you select a material for some product you might want to design, okay. And he started out with what are now called Ashby plots, named after him, where he would plot two parameters of a material against one another. I want to stay on automatic focus. Uh, know, the focus is — problem is here. Okay, well that's part of the focus problem.

p6 04:01

Anyway, in this case he's plotted density versus Young's modulus. But he's got a whole series of these, and it turns out these are very useful plots to get some 4,000-foot view of material selection, which you're going through right now. But if we plot Young's modulus — is related to the strength of the bonds between the atoms, okay. And I'll talk about — on the videos you'll hear me talk about that. Density just related to those number of protons and neutrons in that nucleus and how closely they pack. Cork is one of the lightest materials. Polymer foams are down here. You can see why cork kind of occupies a unique position among materials, 'cause it's low density and low modulus. Good for wine bottle stoppers, okay. But there's only so many cork trees in Portugal, and they're getting to be short on cork trees and stuff, and we have plastics that sort of do it that we use for wine bottle corks. Metals are up here, ceramics are up here.

p7 05:18

If we look at these two parameters, um, if I want to look at some other parameters — I'm not going to go through all these necessarily, but this is Young's modulus versus strength. And these should be correlated, because Young's modulus is related to the strength of the bond, and the tensile strength is also related to the strength of the bond, but not perfectly correlated. And these other lines on here relate to certain types of design parameters, whether you're looking for, as he calls them, design guidelines — what your criteria for failure, whether it's buckling, or whether it's buckling of a plate or a sheet. You have different ratios of strength versus modulus. So basically Ashby went back to a lot of these basic mechanical equations for strength of materials and said, um, let's plot that strength versus something else.

p8 06:14

Here we have thermal diffusivity and thermal conductivity. They should be very strongly correlated, which you see they are. And you've got diamond up here because it has the strongest chemical bonds, or second strongest chemical bonds. It has very good thermal conductivity, and that has to do with how heat energy or wave motion, mechanical motion in the — on the lattice transfers through the material. And down here you have rubbers and stuff, cork again, very good insulators if you will. But most of them are closely correlated. Anybody know why this thing is so closely correlated? Well, it's actually because — this is not the most clever way to — uh, no chalk today. Okay, um, there's not any chalk in the back, is there? Oh, I know where I have chalk. I usually have some chalk sitting on my bench here.

p9 07:16

[Tom retrieves chalk.] Okay. Turns out the thermal diffusivity — which we usually have alpha for thermal diffusivity — is equal to the thermal conductivity divided by the density and heat capacity. So to find that these two are correlated is not a big surprise, is it? Okay, just dividing by the density and the heat capacity. So anyway, those are Ashby's material selection plots. But the main reason I wanted to put them up right now is in terms of codes and standards and ultimately design of something, there are limits to what can be achieved.

p10 07:57

For example, when they wanted to build — anyone ever hear the National Aerospace Plane? This was twenty years ago, but it was maybe — it's twenty-five years ago, in the time just after the Reagan Star Wars defense buildup of the mid '80s. And after they had designed the space shuttle at NASA and stuff, they decided they wanted to build a National Aerospace Plane to compete with a British Concorde jetliner, okay. And anybody know what the Concorde is? I mean, it's out of business now, right? What's the Concorde? Or, supersonic commercial jet that would go from London to New York in less than five hours, and it would go about — I don't know, I don't remember — Mach 2. I flew it once. I paid the extra 2500 bucks out of my own pocket just to say I could fly on it. One of the filthiest planes I ever flew on. The service was lousy. Everybody thought they were in first class 'cause they were — there is always — it was called a super first class ticket, and everybody was first class. So when it came to boarding, everybody wanted to board first. It was just a cattle car. But I flew it.

p11 09:16

And the thing is, we left London at 5:00 p.m. London time, and we arrived in New York at 4:30 same day — half an hour earlier than we took off. Of course a few time zones in between, but nonetheless. But the really interesting thing about flying supersonically: no jet lag. You know, I started out in Vienna, flew to London, got back to New York, and then there was a rainstorm and so I didn't get back to Boston until like midnight. And I'd been in Europe for a week, so I was in Vienna time, which like six time zones ahead. And I work all day and get home at 1:00 a.m. and I get up — 'cause I just always get up with the sun. Um, I got up 7 or 8:00 in the morning, got a little bit of sleep, but I was working out in the garden about 4:00, and I thought, any other time I'd gone to Europe, you know, by 4:00 in the afternoon, you know, you just — jet lag hits you. I was out there in the garden, I just realized I wasn't jet-lagged. And everyone had told me, when you fly supersonically you don't get jet lag. And you don't. And I don't know if it has to do with not being on the plane as long and being dehydrated in that cockpit, you know — or cockpit, but inside the plane — or what, but you don't get the same jet lag.

p12 10:39

Okay, so that was — I don't know if that was worth 2500 bucks, but it was. Anyway, now you can't do it unless you become an Air Force pilot or something, or a Navy pilot, to fly above Mach 2 or whatever it was. They did have a great big sign in the front that told us what Mach number we were flying at, not that you could tell anyway.

p13 11:07

But anyway, the National Aerospace Plane, they decided the goals of that were — they were going to have to fuel it with hydrogen 'cause it's a light fuel and you need lightweight. And so they're going to have liquid hydrogen in the wings, and they were going to have a copper skin, a copper alloy skin of some copper alloy they didn't know to think about. So you got liquid hydrogen at 20° Kelvin on this side, and over here you would have, whether it's a half an inch or an inch away, you would have the Mach, you know, wind blowing by at about 3,000 Fahrenheit. Or, you know, well, say like 2,000 Kelvin, okay. So this was the temperature gradient between hot air and liquid hydrogen, with a material in between that, if it failed, guess what happens? Kaboom, right? I mean, this is fuel and oxidizer — hot air.

p14 12:11

Anyway, they had no idea what material they're going to build this plane out of. Okay, so they never did build the plane. But the idea was you could go from New York to Tokyo in like three hours or something, 'cause you'd actually get up into the lower reaches of the — or the upper reaches of the atmosphere, and you would be going like 15,000 miles an hour once you get up there. But the interesting thing, you know, that five-hour flight from London to New York — about an hour and a half each way was just getting up to altitude and getting up to where you could go speed and start breaking the sound barrier over the Atlantic, and then you had to start slowing down. So sort of most of your time was accelerating and decelerating. There wasn't that much time where you were going full speed, okay. By the way, the dinner service was also terrible, okay, on the thing.

p15 13:07

Student: [inaudible question]

Yeah, well, I said that everybody wants to be first class. Turns out I was in seat 1B, okay, and that's because I'd made my reservation like four weeks ahead of time. Everybody else on the plane were these high rollers, and the guy sitting next to me was the number one frequent flyer on British Airways. He was 23 years old. His typical weekly thing was to fly around the globe. His father was a Greek shipping tycoon. He was 23 years old, he graduated from Cambridge or Oxford, I can't remember. He spent most of the dinner explaining to me how I should put all my money into the Bahamas or somewhere so I could avoid all the taxes, okay, how to launder your money and avoid taxes — which I thought, well, that's a good way to go to Leavenworth. Um, anyway. And the other thing he was doing was holding the tray table for dinner with one hand as he tried to eat with the other hand, because the tray was broken, okay. They only had a couple of these planes, they never had time to do maintenance, that's why it was filthy. Which wasn't very comforting, frankly, to know they didn't have time to do maintenance.

p16 14:25

Um, which by the way is another reason why you should never take one of these helicopter tours around Hawaii or someplace like that. They never have time to do maintenance on those helicopters. If you talk to the helicopter companies, they will tell you — the guys who work at the helicopter companies will never take one of those flights, because they know the incidence of failures is higher in that business than any other. These are little things that you need to learn.

p17 14:52

Anyway, the problem here is — the great thinkers, since we have an Air Force person here — in the Air Force still have these grandiose plans. About five or six years ago I was on this committee for propulsion and how the Air Force should spend $300 million a year in their propulsion budget, research budget. And they said they wanted to have — they had two goals. One was to fly 25,000 miles without stopping. I said, why do you need 25,000 miles? Why isn't 12,000 good enough? I mean, half of a great circle will get you anywhere on the Earth, right? And we can actually do 12,000 miles with the latest 747s and things, or the Dreamliner will go half a great circle. And they said, well, we don't think we can ever depend on bases anywhere except in the continental United States. And I thought, huh.

p18 15:55

Student: We got aircraft carriers.

Well, no, they just want to have something take ordnance somewhere. And the other goal, they wanted to have something that would go about Mach 5, which I think — that's anyway 17,000 mph in the air. And if you start looking at the frictional heating, you're getting up to like 5-6,000 Kelvin. I said, well, there's only so many materials that have melting temperatures. Um, I don't know if I brought one of the Ashby plots for melting temperatures, but there's only — you can start counting on your finger, on one hand, the types of materials that you use that can sustain that type of temperature. And I said, well, why do you need to go — this is not man-rated aircraft. They said no. And I said, well, why do you need something — and this was about seven or eight years ago — they said, well, we once knew where Osama Bin Laden was, but we had to get the ordnance there within fifteen minutes. And because it had to be from a carrier, right? And they said, in order to do it we needed something that would go 17,000 mph in the air. Okay, so it's just sort of a fancy cruise missile. However, the limits on the materials —

p19 17:18

Student: Pardon me, I — that's pretty typical of the military, screw something up and be like, let's come up with some ridiculous long-term corrective action. 17,000 mph plane?

Yeah, well, it wasn't really a plane, it could be a small thing. You know, you can put a lot of explosive into a small — anyway, you know, cruise missiles basically have engines that are designed to last for one or two hours, right? I mean, they're made out of carbon composites and they just burn up, okay. But if it only has to last for one or two hours and it only cost two or three million dollars, so for the cruise missile, so, big deal.

p20 17:52

Um, anyway, where am I going? So there are limits to materials, and you'll get some of that material selection and limits to the properties of materials. Now getting back to observables. So I'm going to change tack and go back to observables. Observables, I told you, were energy interacting with matter, okay. And it turns out that there are only certain types of energy — you know, to take, I call it, the MIT 50,000, 40,000, 50,000 foot view of something — there's only certain types of energy that you can deal with. There's electromagnetic energy, which is basically light and X-rays and microwaves, okay, it's the electromagnetic spectrum. There's mechanical energy, and there's a fundamental limit to that. There's a limit to the electromagnetic energy in the sense that you get up to cosmic rays and you get to energies that are kind of beyond anything we can afford. Um, chemical energy, the strongest bonds are about three electron volts, and so we can talk about what you can do or can't do with chemical energy observing things. And there's thermal energy, which is really just mechanical vibrations, at least in solids, okay. And there's nuclear energy.

p21 19:15

And it turns out, in order to observe materials, we use each one of these, and in many of them we look at specific spectra or frequencies. If you want to look at the electromagnetic spectrum — I don't know, I got various things here, this is probably not bad. So here's the electromagnetic spectrum. Um, I don't know that I know anyone using gamma rays for non-destructive testing, and I'll go over some of these things in this set you're going to be doing on non-destructive testing. But we certainly use X-rays — at least at the lower intensity X-rays — for most for inspection. Ultraviolet rays, it turns out the 1 to 3 electron volts falls in the energy of ultraviolet, and that's why you get a sunburn when you go outdoors. So, talk about practical things you've learned today: what it is, the ultraviolet light, in the intensity of the sun, will break down the chemical, the primary chemical bonds inside your skin, and essentially burn you.

p22 20:35

In fact, I don't know if I can do it with this one. The old — the old lasers — if I've got a regular old flashlight here, but you take a regular flashlight and you can actually shine it through and see through your skin. Anyone ever done that, your fingers? Okay. Your skin is somewhat transparent to certain wavelengths within the visible. But in fact you can get burns because the ultraviolet rays on a sunny day are sufficient to break down the chemical bonds inside your skin. Infrared is used for thermal analysis, and of course you know what radar and other things are used. There actually are little bands in here, like there's the terahertz band right in here between infrared and radar, that really isn't used much. There's some guys over in electrical engineering who are trying to figure out how to do it. But the hard thing is to control things, but now we're talking about electrons moving several millimeters, so how do you do anything with that? In the terahertz regime, that wavelength, you basically are talking about submillimeter wavelengths, and it's hard to figure out what to do with things. Although if you could, in terms of developing devices that can generate those types of rays efficiently — and anyway, we use everything in that spectrum, almost everything in that electromagnetic spectrum, to observe materials in one way or another, and use those things also to, uh — um — uh, I can't remember what I was going to say. Anyway, we use it to do non-destructive testing on things.

p23 22:17

Now, mechanical energy — the slide I had said that there's a limit, which is the Debye frequency. And the maximum speed at which two atoms can interact is the distance of separation divided by the speed — the speed of light or velocity of sound divided by the distance of separation. So the frequency is equal to — you might know what the approximate speed of sound in a solid is. And — 5,000 m/s, okay. Three thousand. And at sea level it's 343.50 m/s in air, okay. Now this is an important thing to actually start thinking of the physics. Anybody know what the distance of separation of the atoms is in a gas at standard temperature and pressure, in, like, in this room? How many atomic distances separate the gas molecules?

p24 23:23

I've never thought about — these things, these little rules of thumb that I've picked up over the years are useful. The density difference between air and a condensed phase like water — so if we're talking steam versus water — is at room temperature is about a thousand. It might be 1800, it might be 800, it might be 1200, but it's about a thousand. So what's the distance of separation? Well, in the water molecule, in liquid water or ice solid water, basically they're touching, the molecules are touching. If in the gas phase at room temperature they're — have a density of thousand times less, what's the distance of separation in the gas phase? Molecular distance of separation, how many molecule distances between atoms if the density is a thousand times less?

p25 24:20

Well, you've got to go to linear dimension rather than volumetric — take the cube root of a thousand. Does that make sense? Okay. So it's a distance of ten molecules is the distance of separation between these atoms, okay. So if that's in the — in a solid, if the velocity is — I now got lots of chalk — okay, 5,000 m/s, and the distance of separation is 10⁻¹⁰ m, we've got a frequency of interaction of 5 × 10¹³, okay. Um, that's called the Debye frequency. Some people use 2 × 10¹³ because not every molecule is — uh, an angstrom across, some of them are bigger than that. But in any case, that's the maximum frequency that you can have, okay.

p26 25:29

But it's important — well at least I found it's important — in trying to engineer real things, to have certain types of numbers that kind of make sense. And in my field, kind of knowing the relative density between a solid and its vapor at room temperature is a useful thing. Because if you now say I want to do it 2,000 degrees rather than 400° or 300° Kelvin, I just have to multiply by six, right? And so if I'm talking about a gas at 2,000 Kelvin as opposed to 300 Kelvin, it's 6,000 — approximately — difference in volume between solid and vapor, okay. Now why would I care about that?

p27 26:14

Well, for example, um, there's something called hot isostatic pressing. Anybody ever heard of hot isostatic pressing of materials? Oh, okay. So if you're going to build a turbine disc or something, um, you might make it out of powder metallurgy. And there's a good reason for that, in terms of the uniformity of the composition of the powders. But then you end up with pores all through the structure, and those pores, just like a perforated piece of paper, will weaken the material. You'd like to get rid of the pores. So right after World War II, at Battelle Memorial Institute in Columbus, Ohio, they built the world's first hot isostatic press. The second one was located in 4-131, right where you — next to where you're eating breakfast, okay. But they basically make a furnace that will go to 2,000 degrees or so, and will go to 20,000 — or about 2,000 atmospheres, about 20 or 30,000 PSI.

p28 27:17

Well, why? And they do it in argon. And so the argon, the high temperatures and the argon pressure, isostatic pressure of the gas, just squeeze the pores out of the material. So you take a high temperature alloy, some superalloy you're going to make a turbine disc out of for a jet engine, and you squeeze the pores out of it. Do the same thing for Harley-Davidson aluminum cylinders, 'cause you don't want one of those to fracture. Where's that cylinder located when you're riding the motorcycle? Right between your legs. And if it blows up, it's not a good day, okay. So it's more critical than the piston engine in your car, because if it blows up in your car, well, you'll probably slow down, hopefully you won't have an accident. But if you're on a motorcycle and it blows up, you're right there, you're intimately involved. So when critical things, we will take the time to get rid of all the porosity by squeezing it out.

p29 28:14

Well, by knowing — why do they limit it to 2,000 atmospheres? Because you can't squeeze the gas any tighter. At that point those gas molecules are not ten atomic distances apart, they're right on top of each other as if they were a solid or a liquid. In fact, if you know anything about thermodynamics and you start looking at the phase diagram for a one-component system, the materials, it gets to the point where you can't tell the difference between a gas and a liquid thermodynamically if you go to high enough pressures. If anyone's ever seen that type of plot — some of you have to be mechanical engineers and studied some of that in the steam tables, okay. Yeah, so you know what I'm talking about, that little hump, and where you get to the point above the critical point where the liquid and the gas become one, okay. It's Nirvana for phases, okay. The two phases become the same phase. Pardon me, for the first time. Yes, it's just wonderful.

p30 29:24

Anyway, so we do lots of things to try to measure the properties of materials and whatnot. So let's get back — I'm going to change again, I'm not going to spend a lot more time, because when you go through the non-destructive testing I'll go through a lot of these things. I've told you — there, the practical limits on electromagnetics is once you get up to hard X-rays, you're getting lots of energy per photon and it's just too expensive, and it's also kind of dangerous, you start killing people with those X-rays. Um, although people do design things like neutron bombs and X-ray bombs and things that would kill people without damaging buildings, right. Mechanical, there is a limit to the frequency. Chemical, there's a limit to the energy, the bonds. And it turns out, in terms of electromagnetic interacting with chemical, that's somewhere in the ultraviolet. And thermal is just a subset of mechanical vibrations, and nuclear is a whole different science that I don't know much about.

p31 30:25

So let's go now back to codes and standards. I've given you lots of introduction over the last day and a half. Um, and I handed out this, I think, the very first day on codes and standards, and I don't know if you had a chance to read it, but it goes through and it talks about these codes and standards and how they are many different codes, specifications, recommended practices and everything else. And these things historically come up through various industries.

p32 31:06

Um, in the aviation industry, what are some of the agencies or societies that come up with standards for codes, standards, specifications in the aviation industry? Anybody know any of them?

Student: NTSB.

The NTSB, yes, okay.

Student: FAA.

FAA. Now the NTSB, let me say, is not just aviation. We think of it as just aviation because they're most prominent. But pipelines and everything else, anything — when you transport something, they're responsible for trucking, pipelines, aviation, they've got everything. They don't really write standards so much as investigate accidents to try to improve the standards. It's sort of like the difference between OSHA and the National Institutes of Health. Anybody know the difference between those two? The National Institutes of Health does research on what the health standards should be. OSHA sets the health standards, okay, for the workplace.

p33 32:15

So the NTSB actually works with the FAA. Actually, the FAA sets the regulations and enforces; the NTSB provides the information that goes to the FAA so that they can set more intelligent standards, okay. So in terms of standards, the FAA is really the standards body. The NTSB is sort of doing research on real accidents, in many cases, so that they can help the FAA improve the standard to avoid accidents in the future. And there's a number of those things in the government, okay.

p34 32:56

And we'll talk about some others. What about industry standards or agencies? Or actually, there's another government — another big government one. NASA. Okay. Others?

Student: [aviation question]

Uh, well yeah, if you're talking nuclear — there's, this — I was thinking of aviation, but yes, I mean, certainly if you're in the Navy and you're talking ships, this is something you're going to have to worry about, is the Nuclear Regulatory Commission is going to tell you how to run your reactors, to a certain extent. Except the DoD can always claim national security interest and they can tell all these other agencies go pound sand until they get to congressional level. And sometimes Congress will tell the military to go pound sand, um, such as tributyl tin. Does anyone know what tributyl tin is?

p35 33:55

You don't know about it? Well, twenty years ago — actually twenty-five years ago — the Navy discovered if you put tributyl tin in the paint on ships, you don't get any barnacles grow. And so this was great to save money on maintenance of ships. The only problem is not only do they not grow on the ship, they don't grow in the harbor. Parts per trillion of tributyl tin wiped out every mollusk in every harbor in the United States. And finally the oystermen and the clam diggers and others sort of decided they would go to Congress, 'cause the Navy kept on saying, oh well, for national security we need to put tributyl tin in our paint. Well in the '90s Congress said no, take your tributyl tin out and get out your scrapers and start scraping again.

Student: Pardon me, it creates jobs.

Yeah, it creates jobs, it increases cost. You know, I mean, there's lots of things that it does, but anyway.

p36 34:54

Uh, what about — pardon me?

Student: [DOT]

Oh, uh, yeah, DOT regulates a lot of things. I was trying to get you into things like SAE. Anybody know what SAE is? Society of Automotive Engineers. But they carry all the aviation engineers, okay. The Aerospace Material Standards, AMS, are standards of the SAE. SAE got into the regulation of aviation before other people did. So if I go to the Aerospace Material Specification index, okay, um, it's promulgated by the Society of Automotive Engineers. But that's a historical thing that comes out of that. And if you look at this — thickness about a centimeter of this — has got all the specifications as a single line on the page for every specification. So look at this, I got a centimeter thickness of text, and this is titanium alloys, sand castings, aluminum bronze, okay. And it will list these specifications. Many of them, it will list the purchase price, and they're all 59 bucks. So for every line on here there's about a 20-page specification that goes with that. So how many — we're talking how many feet on the shelf? You know, probably 40 or 50 feet of shelf space if you owned all the AMS specifications. And at $59 a line, and you have to buy most of them every year, it gets to be kind of pricey, doesn't it? Which is something I'm going to get to in a little bit.

p37 36:57

But anyway, so for Aerospace — we don't have to dwell on Aerospace too much. Um, so you had the three that I had, NTSB, FAA, and SAE. The automotive — what do we have for automotive? Anybody know any of the agencies, federal agencies?

Student: National [Highway]

National Highway — National Highway Transportation Authority, NHTSA, okay. So if Ford's got a defective widget, then they have to report to NHTSA, and NHTSA can force Ford to do a recall, which might cost them $100 million. Um, and whatnot. Um, there's the DOT, and DOT regulates not just automobiles but pipelines, ships, railroads. And we don't have our Coast Guard person here yet, do we? Okay, he's not until the fall. He could come this summer, I said anyway, I told you that, right? But he's still working. Oh, okay, well they won't pay tuition for them, so who cares. Um, we'll deal with it in the fall.

p38 38:10

But the Coast Guard has to deal with the DOT — actually, Coast Guard, is it under the DOT? I think it is. Yeah. Oh, it's Homeland Security. It used to be Department of Transportation, but now they've moved it to Homeland Security, so I can't keep track. Yeah, well, I always think it's interesting that when the Navy has a ship that's too old to use, they give it to the Coast Guard, and to them it's a new ship. Turkey, anyway.

p39 38:44

Um, for the energy and utilities business, there's the American Petroleum Institute. There's the American Society of Mechanical Engineers Boiler and Pressure Vessel Code. For ships, since you're Navy folks — commercial ships — what are the three big classification societies?

Student: ABS.

American Bureau of Shipping. I know I am, uh, I'm actually not even familiar with them, they may be — they may do something. But the classification societies are American Bureau of Shipping, which I think at one time had 70% of all ships in the world were classified under ABS. And then there's the next largest is DNV. You want to know what DNV stands for? Det Norske Veritas, which is in Oslo, it's a Norwegian company. And norske, okay, Norwegian. And it's truth, I mean, veritas is basically truth, okay. Um, so they classify like 20% of the ships. And then in France there's Bureau Veritas, okay, which classifies about 10% of the shipping in the world. This is the non-military shipping in the world. But in general, Lloyd's is not going to give you insurance unless you had a classification society certify to Lloyd's Register of Shipping. You know, Lloyd's of London — that actually is Lloyd's Register of Shipping. Oh, no, Lloyd's is basically — they will use ABS and DNV and Bureau Veritas to essentially go into the shipyard, do the same types of things that you guys do in shipyards to make sure that the shipyard is building it properly, okay.

p40 40:29

So you are sort of the ABS of the US for the US Navy when you go in as a SUPSHIP — they still call it SUPSHIP, right? Okay. So when you go into SUPSHIP, you're acting just like ABS for a commercial operation, and you're looking over the shoulders and you're arguing with them of, did they meet this non-destructive test specification or this standard? And, um, you have some of the same authority, which is you can shut the whole thing down if you want. But it's probably not a good idea, just — it didn't — gives increases jobs, right, when you shut everything down, right. So you got to be a little judicious about it. Okay.

p41 41:12

Um, bridges and highways, what's the federal agency? Federal Highway Administration. Okay. Uh, the American Institute of Steel Construction, if you're a civil engineer, the guys who regulate bridges and buildings, are the Steel Construction Manual, or the Manual of Steel Construction. This is eighth edition, this is third edition, this is ancient technology. This is new types of calculations of doing the design calculations. But the civil engineers do something. Um, and building, you have local building codes, you have a National Building Code. Um, and anyway, I could go through a couple of other agencies and types of things, but the point of going through a lot of these — and by the way, if you keep going through, and this is just the Welding Society, this is sources of standards, this is in your handout — and so American Association of State Highway and Transportation Officials, AASHTO, so they write standards. American Bureau of Shipping we talked about, American Institute of Steel Construction we talked about, American National Standards Institute — now they don't write any standards, they try to promote standards.

p42 42:35

If you actually get an ANSI specification for your standard, let's say — your ASM, and let's see, I hand it out, or I will hand out — if I haven't handed it out, I will hand out. Yeah, okay, I might as well hand this out, we're going to deal with this one in a little bit. [Tom hands out a sample standard.] But here is an ASTM standard for pipe. You've seen pipe before, it's a piece of steel pipe, da-da-da, right? It's in your basement, you know, with your furnace and stuff. It also comes in 20-inch diameter, it comes in all kinds of sizes. This happens to be seamless carbon steel. The more general one for this is actually A53. This is A106. It's ASTM, American Society for Testing of Materials. And it's an American National Standard, okay. Used in US DOE NE Standard, which means DOE — that's the Department of Energy — that's probably something with the nuclear engineering of the DOE. So you can actually put this stuff in a nuclear reactor, okay.

p43 43:48

So we got different agencies here. These are private agencies, this is a federal agency. But the American National Standards Institute, they don't write any standards themselves. They will review a standard, in this case written by ASTM, and say, oh we bless your standard, okay, it's a wonderful standard, and we will list it, and we will sell it, and we will promote it, and we'll collect a little money on the side, if we — not doing anything except helping you market your standard, okay. And marketing of standards gets to be a very important thing. We're going to talk about this standard later, but anyway.

p44 44:26

American Railway Engineering — we talked about American Petroleum, American Society of Mechanical Engineers, American Waterworks, okay, there's a lot of infrastructure out there to bring water to your home. American Welding Society, which is what this came out — American Association of Railroads, Compressed Gas Association. You can read some of these things, these are just some of the associations that if you're a welder you have to deal with, okay. Well, why am I going through this? Well, they don't always agree with each other, okay. And it turns out some of them have the force of law.

p45 45:06

So if you're out trying to design something — let's say you decide you're tired of Northrop Grumman and Electric Boat. Are they the same company now? I don't know. Uh, everybody keeps consolidating, um, ripping off, you know, the government on contracts. And you're going to start building submarines, okay. Do you think you can just enter the business? There's a huge barrier. You've got to know all these standards. And how many standards go into building a nuclear submarine? Well, you got the NRC standards, you got the Navy standard, you got thousands and thousands of standards which call out the other standards, okay.

p46 45:54

If you look on this standard that I just handed out, it gives you what typically a standard has. It will start off with scope, okay. It will tell you what the standard covers. This specification covers blah blah blah. It will tell you what it doesn't cover, in many cases — I'll go through that in a little bit, okay. It will talk about reference documents, which are a bunch of other standards it calls out as reference. And in order to understand this standard, you also have to be familiar with all these standards. And each one of these standards calls out a similar number of standards. So one standard ends up becoming a thousand standards that you have to follow, right.

Student: Does anyone ever miss the standard, like forget one?

Yeah.

Student: Who checks that?

Checks it depends on whether they have a failure or not. It happens all the time that people miss a standard. And if no failure occurs, no harm, no foul, right. But if a failure occurs because they missed the standard, then I get to put a grandchild through college, okay, by helping someone figure out the standards, okay.

p47 47:13

So there's a huge barrier to entry in any industry. I'm not just talking about the military, I'm talking about any industry. If you wanted to go and build a washing machine, okay, there are thousands of standards out there, and it's going to be hard to enter that business. About the only way you can enter a business today that's manufacturing something is to hire someone who's been in the industry for twenty or thirty years and they know what the practice is. And a lot of times people don't know that a standard even exists that covers them, because there are so many standards.

p48 47:53

Now where do we get all these standards? Well, I got a little history story here that hopefully will be fun for you to read, um, about lightning protection standards. Anybody here? Ben Franklin in 1752, he got out there with his kite and his key and almost killed himself, right. Well, this is a history, which you can read on your own, of lightning protection systems, okay. So it goes through, and it's written by a guy at the US Army in one of their labs in New Jersey. He's an electrical engineer. And the US Army is really interested in lightning protection. Anybody know why? They have a lot of ammo dumps, okay. And if you get hit by — and it has happened before — lightning has struck an ammo dump and you now have something that looks even worse than the Brockton shoe factory, okay.

Student: Yeah, we had —

p49 48:54

Yeah, you have to be the tallest thing in the ocean no matter how short you are, right, unless you're a submarine. There is — actually, I have it, I could have brought it — there's NFPA, National Fire Protection Association, 780, which is about a half an inch thick, and it is lightning protection systems. There are books written on lightning protection systems, but it all started with Ben Franklin, okay. And it turns out, even in by the 1780s or whatever, you can read the history, people were starting to specify that you should have lightning rods on top of your house, okay. But in fact it's gotten a little more complex. Instead of Ben Franklin saying put a lightning rod and run a wire to the ground, you now have to specify what size wire, okay. It actually has to be multi-stranded wire.

p50 49:48

Do you know why it has to be multi-stranded? Any of you an electrical engineer? Or not an electrical engineer? There's actually physics in this. Um, it turns out at lightning frequencies, the electricity is only carried on the outer surface, the skin of the metal, because the magnetic field — Maxwell — let's go back to some basics. If I got a conductor, Maxwell taught us that when current's running through this conductor there's a magnetic field that goes around like that, right? You ever heard how a motor works, okay, Faraday's law, anyway. Um, and that magnetic field takes time to penetrate into the conductor. And so during the frequency of a lightning strike, which is on 10⁻⁵ seconds, it doesn't penetrate very deeply. So the inside atoms of that conductor don't even know they're being hit by lightning. It's only the outside surface. So it's called the skin effect, okay. It's only the outside surface.

p51 50:55

You can have a conductor 2 inches — copper conductor 2 inches in diameter, and all you got to carry the current is the surface area. Who cares about all that stuff in the middle? Okay, it's worthless. At DC, that 2-inch copper conductor will carry a lot more current than a half-inch conductor or a little wire. But it's the air, it's the surface area. Franklin didn't know this, of course. Franklin thought the charge was positive too, okay. That's why current is positive, but electrons are negative, okay. He thought that it was positive charge that carried the current. He was wrong. So we now confuse students between, when we say what's the current, the current goes this way but the electrons go that way. Did you know that? Okay, you knew that, okay. That's Ben Franklin, leave it to Ben, okay. But Ben was a great — actually a great scientist of his day.

p52 51:51

And so there's early observations, and in this article — I think in this article — I have a longer article that was written for the Defense Department, commissioned this work between NASA and DOD and the Department of Energy. Um, but it goes through and talks historically about qualification of the standards, how they developed historically, and laboratory testing. And they basically concluded that, while almost everything we know about lightning protection systems were developed historically by empirical — people tried it and if their barn didn't burn down, it was a good system, okay, and they wrote it into the standard. But what they conclude is, in fact, there's good science behind these empirical observations and how the standards develop. But this is an article that if you're interested in lightning, um, or Ben Franklin, I'd encourage you to read it, because it gives you kind of the outline of how one of the oldest standards that we have, which is like lightning protection, came about. And how it was — it Michigan, Minnesota, anyway, it was some Midwestern state, Iowa — the Iowa fire marshal records from 1926, they were burning down barns all over Iowa full of corn, yep.

p53 53:14

So going back to the standards, what happens if you don't comply with the standard? Are you just civilly liable, are you criminally liable, what is the enforcement of that, is it just wouldn't want to bid on your product?

Yes to all of those. So what if you didn't comply with the standard, but nothing bad happened? Are you criminally liable for not complying?

Student: No, because there's no foul there, right? Who's going to hold you to that?

Unless some prosecutor who's trying to make a name for themselves, okay. I'm just asking, by the way, of criminal law, is it just — it depends on the standard. And if it's OSHA, it can bear criminal — if someone dies in a factory because they didn't follow the OSHA regs, then it can carry criminal liability for the managers of that plant.

Student: If you're buying a product, you just write it into the contract that the product that you're buying complies with all standards, and then that way you're in violation of your contract.

So yeah, you could do that.

Student: Is that usually how it — I guess I'm just unsure about how the enforcement of the standards — if you don't enforce them they don't really exist. So, and where do you end up enforcing that?

p54 54:21

Well, there's a debate right now among the presidential candidates about, you know, enforcing the standards. And this — some of them, the Republicans, will say it's a millstone around industry's neck, and the Democrats say if you don't do it you're going to be killing people in the workplace, right. So there's not a simple answer to your question, and it depends on a specific case. And did it have force of law, and what law is it, contractual law, or is it regulatory law? Is this something came down from the federal government? And did someone get hurt, which is usually — or is there significant property damage? The BP oil spill, okay, they're all over that. But I mean, there have been plenty of, uh, BOP, which is — uh, boiler — not boiler, uh — bre— pardon me, blowout preventer. Yeah, there you go. It's also basic oxygen process in steelmaking, but anyway. Um, anyway, the blowout preventer that failed — or the multiple ones that failed — they fail all the time, okay. I had three of them fail in Louisiana about a year and a half before the one in the Gulf, um, and something that I looked at.

p55 55:39

And I looked into the design by the manufacturer, and it all come up empirically. You had a bunch of — anybody from Texas? I don't want to offend everybody. Uh, but it had a bunch of good old boys. In the oil industry, you have to start as a roughneck. I don't care if you got a college degree, you got to start as a roughneck if you're going to rise to top management. That's the culture in the oil industry. And so there's an attitude of, it really is good old boys, you know, we're going to do it because this is the way they've always done it, and there's not always a lot of good science behind it. And when I looked at the design of these BOPs, this company was selling things that cost hundreds of thousand — valves basically cost hundreds of thousands of dollars. And they had hired two engineers in their 20s, and they said, oh, let's try to build it this way. And all the guys in the company who had all the experience never even looked at it. They put this into a critical well, and it didn't — first time you had to operate it, didn't work. Second time you had to operate it, they used the second one, didn't work, okay. And the third one didn't work. And they lost $100 million.

p56 56:47

Well, in the Gulf with BP it was a little more pricey. And so now Congress is on top of that, right. So who's going to enforce it? Hey, the one I was involved with, it was just a lawsuit, okay. The owners were enforcing it against the others through a threat of going to court. Well, they settled for about half — 50 cents on the dollar, okay, 50 million rather than 100 million. But they redrilled the well, and it's a screamer they call it, okay, it's just got all kinds of gas. And so they're making money, anyway. But um, there was just a lot of bad engineering that went into the design. Who's responsible? Well, that's only property damage. The insurance companies pay off, other people pay off, uh, they have a settlement. But when people start dying, that's when — or get maimed — uh, that's when things get interesting in terms of the government regulators coming in. I mean, in general the government regulators, hey, you lost a $100 million well, tough luck, you know, they don't care, it's only money. But if they killed some people, they will come in, OSHA will come in, and they will start fining people, and you get into nasty things. Does that sort of get to your question, okay? I mean, there's not a simple answer to all these things.

Student: I guess I was just wondering sort of how it plays out most commonly. Is it that when you're bidding on a contract you try to prove how your product complies more heavily with the standards than someone else's? Is that a factor in it, or is it just assumed that you have complied to the standard until you find out otherwise?

p57 58:22

In military procurement, they don't really care about the standards, they care about performance and exceeding the standard, okay. Which is another point: standards are the minimum acceptable design. That doesn't mean that you win good contracts by exceeding the minimum, okay. Uh, there are other people — I mean I was involved in Army brake shoes for, when the Army used to use Jeeps, okay. Someone in Ohio bid on making the replacement brake shoes, and they were doing a terrible job. And the government inspectors came in, they said, this is unacceptable. And so they started segregating the pallets of brake shoes, and they put the good samples on top and the bad ones in the bottom, so that when the Army inspectors would come in and they were too — they wouldn't take the time to go get one from the bottom and they would do it on the top — they were missing the specifications completely. And they knew it. And they were hiding it from the inspectors, okay. I mean that's not, you know — kind of, I'm trying to build a new helicopter or something, where I'm trying to — Boeing's going to compete with Bell or McDonnell Douglas, or who — not McDonnell Douglas anymore, they've spun it off and someone else, or Sikorsky. But they're trying to exceed specifications, okay, meet and exceed. Other people making replacement parts are just trying to meet the specification and be the lowest bidder. I mean, isn't it wonderful to know, in the military you're always dealing with the lowest bidder, right? And so if someone can shave cost somewhere — well, this company on Army brake shoes, they were getting the lowest cost because they were doing the cheapest job. And a lot of it, the Army came in, inspected it and said, no good, we won't buy it.

p58 60:18

And so then the company got smart, and they knew what they were doing wrong, and they put the bad ones on the bottom and the good ones on the top. Well that ended up as a criminal investigation, okay. Uh, the Army decided they wanted to get this supplier out of the accepted Army suppliers, okay. They were the — the government was unsuccessful. And it turns out it was because when they got to the judge, there was a conflict in the specification. The drawing said one thing and the procurement contract said something else. And the Department of Justice says, oh Army, you know, if you can't tell them exactly what to do, they can do it any way they want, basically, even though it could kill somebody, right. But that's how the law's written, okay. So does that kind of get you an example? I was going to give you some other examples, I wasn't going to bring up the Army brake shoes, but I have a couple of other examples that kind of anecdotally tell you how these things go and where some of the conflicts are.

Student: So did the Army just continue to buy them, but purchase working ones from someone else?

They just did more inspection, okay. They put them — you know, they — okay, you can screw us this way, but we'll screw you that way, right. It's a great relationship, isn't it, okay, when you have to work with your suppliers that way.

p59 61:45

Well actually, in the time left, let me go over one of the — well, I can do — well, I'll save that one for tomorrow. Let me tell you about the aluminum tanks, because these are pressure vessels that went on cement trucks. Um, but let me first back up and just kind of — I was trying to go through the history of who writes the codes. The codes are written by the government, they're written by not-for-profits like the National Fire Protection Association, and they're written by industrial associations or industry associations. And let me point out that there is a difference in price, okay.

p60 62:26

Um, when you go to these different people — this is part of what used to be MIL-Handbook-5. You can get it online for free, 'cause it's promulgated by the US government, and all you have to do is download. You can have it for free. On my shelf it takes up this much space in my office, there's about twelve volumes. This I brought in was the chapter 3 on aluminum alloys. And if you're going to design — this was written by — um, at the FAA, this is the — I'm sorry, this is not the one I wanted to show you. This is volume one, chapter one, this is the introduction. Uh, fairly thick introduction. But in here it says, um — maybe this isn't, maybe it was the foreword I wanted. Anyway, it is the foreword, and it says it was done by the Federal Aviation Administration, all departments and agencies of the DoD and NASA. So those guys got together and they said, if you're going to build something for the Aerospace business, um, you need data. And here's the data on this particular one is tensile and compressive moduli of 2024 aluminum.

p61 64:00

So if you're going to design something, they're going to call out in the procurement that you have to build it to what used to be MIL-Standard-5, MIL-Handbook-5, but now is MMPDS-05. Because it's — and it's actually part of — it's got an FAA stamp up here, okay. Um, so that's an example of who writes the code, that I can buy the whole set for 100 bucks or 108 bucks or something. That's basically Government Printing Office cost.

p62 64:30

The NFPA on the other hand — I have here somewhere my 921 — no, it's right here, yeah, you're right. So here's NFPA 921. It actually started at the National Institute of Standards and Technology in 1989 as a guideline for conducting fire and explosion investigations. The National Fire Protection Association, which is not-for-profit, down here in Quincy, Massachusetts, picked it up, and you can buy this for like $110. That's not bad, okay. It comes out every three or four years in a new edition.

p63 65:11

There's also the Structural Welding Code of the American Welding Society, which is an example of a standard which everyone who's building a bridge or a building out of steel in the United States needs this code, okay. It's got the design guidelines, the inspection guidelines, welder qualification, you name it, okay, it's all in here. Costs you $400. It's more than the printing cost. And for a while they were coming out with a new one every year, because you had to have the current edition. So this is American Welding Society. It's officially not-for-profit, but let me tell you, once they started upping the price of their codes back in the early '90s — you could buy this thing for 60 bucks, okay, it wasn't quite as thick — but they weren't thinking of their standards as a way to generate revenue. And what's happened in the last 15 to 20 years is where the Society of Automotive Engineers and the ASM[S — AMS] Aerospace Material Specifications, where they'll sell you a 20-page document for $59, okay, and you need a couple hundred of them. Or whether it's ASME Boiler and Pressure Vessel Code, right here, which is $12,000 a set, comes out every three years.

p64 66:30

There's a big difference between the government, who's selling it to you at reproduction cost, which could be zero if you download it from the internet, or a not-for-profit, who can't make too much profit or get in trouble with the IRS, or a for-profit, who's going to gouge you. Nowadays, this has all occurred in the last 10 to 15 years, gouge the people who have to follow the codes, okay. So anyway, that's — it's one of my pet peeves. In fact I said this to ANSI, I said, you guys need to do something about this, because they are responsible for codes and standards. And ANSI said it's going to get to the point — and the American Welding Society, which used to have $5 million back 15 years ago in their total assets — I just read it last month, they publish it every year, they've got 60 million in their current assets, and they took another 10 or 15 and put it into a long-term investment. They're making money hand over fist. Now, and they're even a not-for-profit, they have to set up foundations and stuff to hide their money, right. So codes and standards has become big business. I mean, there's a company — there's companies that make this product which is gas piping, and they wrote a standard half an inch thick, 600 bucks, okay.

p65 67:55

So you need to understand that goes on. But let me tell you a little bit about the aluminum gas tanks as just a story to end this today, okay, because it brings up the different bodies and stuff and how they regulate things. So this is an aluminum gas tank, goes on a cement truck. It was a 200-gallon tank if I remember. So if you ever seen the oil tank in someone's basement, um, for heating, that's about a 275-gallon tank. So this was, if I remember correctly, a 200-gallon tank.

p66 68:33

Um, officially, if you look in the scope section of the Boiler and Pressure Vessel Code — and this tank was just on the truck, cement truck, to supply water to hose down the truck, so you don't have concrete harden on the outside of the truck. You deliver it, you know, your trough has got concrete that's now exposed to the air, is going to dry out and harden. You spill it on the fender or the bumper, and you want to wash it off. So all this — they were running it off the air brakes on the truck, which were operate 55 PSI. It's got a capacity of about 200 gallons.

p67 69:17

And ordinarily you would say this aluminum tank, which just holds water — but it only holds water, it's going to be compressed air on the top. It's going to have air up here, which is compressed, and water down here. No one cares about compressed water. Compressed liquids are not harmful, they don't store energy. Compressed air stores lots of energy, okay, even at 55 PSI. And so if you look at the scope for the boiling pressure — Boiler and Pressure Vessel Code — the scope says, "For the scope of this division, pressure vessels are containers for the containment of pressure" — by the way, this is Section 8 — "for the containment of pressure either internal or external. This pressure may be obtained from an external source or by application of heat by a direct or indirect source." Which means if I'm going to do that hot isostatic pressing, I might pump it up to 100 atmospheres of argon in this vessel, then I'll close all the valves, and then I'll turn the heat on and I'll bring it up to 2,000 atmospheres by just heating it internally, okay. That's how — I don't have a pump that's operating at 2,000 atmospheres, okay. So you can pressurize it externally or by some internal or external source.

p68 70:32

It's then they go on and tell you what it's divided into. Then they go on and they tell you what the exceptions are, okay. "The following classes of vessels are not considered within the scope of this division." And this goes on for over a column. Uh, and just to read the last, number 10 is "pressure vessels" — it excludes pressure vessels for human occupancy. So submarines don't apply, even if it's a commercial submarine, okay, they don't apply here. So it gives you a bunch of exclusions, but it also tells you what the limits are. If you have a design pressure of 300 PSI, or a temperature of 210, or a hot water supply tank with a heat input of 200,000 BTUs, a water temperature of 210, a normal water capacity of 120 gallons — this basically excludes your home hot water tanks, okay. So this is in here to exclude the home hot water tanks. They'll be regulated by someone else anyway.

p69 71:39

So the code will tell you — well, what happened with these aluminum tanks. If you looked at this tank and you looked at those exclusions, comes under the Boiler and Pressure Vessel Code. And the Boiler and Pressure Vessel Code will tell you — wish they'd give me chalk — um, the Boiler and Pressure Vessel Code will tell you that if you have a circular opening like a nozzle in your tank — so here's your hole — you have to put a reinforcement around that, which we call a doubler plate, okay. And — that money. Okay.

p70 72:26

And so the company — little, actually it's a big company — they started out as a little company in Kansas but they were bought by somebody else. But this is the Boiler and Pressure Vessel Code for a nozzle opening. And you may or may not be required to have this doubler plate right here. So here's your shell, here's your nozzle, here's a fillet weld, here's a fillet weld, and you may have this doubler plate. And it gives you all the dimensions and all the formulas on how to design that in the code. Well, the company, which did not have a single engineer in the business, okay — they hired a consultant once, but he died, okay — um, they write — and get — they write to, um, actually they didn't even write to the Boiler and Pressure Vessel guys. Um, I got to remember how this happened.

p71 73:22

They first wrote to, I think, the Department of Transportation, because it's a cement truck, it's controlled by the DOT because it goes down the highway. The DOT looked at it and said, uh, this is an add-on, it's like, you know, carrying a gas tank in the back of your pickup truck, you know, for your lawnmower, that's not part of the vehicle. And so the DOT said, we don't cover this tank, it's only there for carrying water to hose down the machine when it's not running down the highway. It doesn't have any function when it's going down the highway, so we don't care, okay, it doesn't come under our jurisdiction. Which is probably a fair assessment.

p72 74:05

So these guys said, oh well, if it doesn't come under DOT, we don't have to meet any code. Now it turns out that's not exactly true, because the Boiler and Pressure Vessel Code actually would include this. If the DOT doesn't want it, the states will take it, because the Boiler and Pressure Vessel Code is written by the American Society of Mechanical Engineers, but every state in the country has adopted it in one form or another into their laws. So the ASME Boiler and Pressure Vessel Code has the force of law. DOT has the force of law, it's in the Code of Federal Regulations, you can look it up at CFR. But they went to DOT, and DOT says, oh, it doesn't apply, it's not part of the operating vehicle on the highway, okay, it's just something you're carrying on the vehicle like your lunch pail.

p73 75:04

These guys decided on their own, because they had no engineering expertise whatsoever, that well, if DOT doesn't regulate it, we don't have to worry about it. They didn't bother to look at the state laws or ask for any opinion from ASME as to whether, if it's not regulated by DOT, it should be regulated by the states. So they decided, well we don't want to bother with these doubler plates, we're making it out of aluminum because we're trying to save weight. These trucks are at the load limit of the highways, and so you got to make them as light as possible so you can carry more cement. Uh, we can make it cheaper, we just won't put a doubler plate on.

p74 75:44

Well, anybody know anything about stress concentrations? How much stress concentration for putting a hole in a flat sheet, a lot? Three. This was the first stress concentration ever calculated. In 1880, a guy worked out mathematically that if you put — you take a flat sheet of paper and you cut a circular hole in it, and you pull it in tension, the edges of that hole at 3:00 and 9:00 will have a stress concentration of three. So you lose two-thirds of your strength by making — you know, it's sort of like a perforated piece of paper, if you line them up. But you lose significant strength, okay. So the ASME code I showed you, they tell you under what conditions you have to put a doubler plate on in order to strengthen that area that you weakened, okay. These guys decided, nope, don't want to do it, okay. Or maybe they didn't even know, it wasn't clear if any of them — I mean, these guys had business degrees. You know, I mean they knew how to sell cement trucks, but they didn't have much else.

p75 76:51

So it turns out, when they build these things, they actually would pressurize them to, I think, 100 PSI, and they would pressurize them with air. Duh, dumb, okay. If something's liable to fail, you don't pressurize it with air on a test, you pressurize it with water, because if the water fails it goes [splat], okay. If it's air and it fails, it goes Kaboom and blows up your building, okay. And you'd be surprised, with a 200-gallon tank with 55 PSI of air — with how much energy. You can calculate it by, you know, integral P dV, but it's a lot of energy. And it would blow up the building. Well, they had one fail, and a guy lost a leg in the plant. These rocket scientists didn't even worry about it. You know, they just paid the insurance on the guy's leg, and they just kept making these things. And they didn't look into why it had failed. They didn't know they're supposed to have a doubler plate on there.

p76 77:54

So they built 100,000 of these cement trucks, they're all over the country, okay. And it turns out, because of the lousy design and the high stresses, they would get fatigue cracks in these things. And so um, they encouraged people, if you had a leaking tank, to buy a new one, okay. Good business, right? These are marketing guys. Don't, you know, don't repair it yourself, buy a new one.

p77 78:23

Well, there's this little shop in Pennsylvania, and they decided they were going to repair it themselves. And so the guy repairs it, does the weld repair, it'd been repaired several times before. And he's pressurizing it. He's supposed to be pressurizing it with 5 PSI, except he doesn't have the regulator in the line. He's using shop air at 100 PSI. And it goes Kaboom, and they find him in four pieces about 30 yards away, okay. Uh, so he died.

p78 78:48

And so we go in, we start looking at the tank, and it was corroding on the inside, and there was fatigue, and there was lots of things wrong, bad welds and other stuff in some of the original welds and stuff. But in any case, we knew why it failed. And we also knew that it didn't meet code, it didn't have an — we said, where's the ASME stamp? Because we're looking at this thing, we know the code, and it says 200-gallon tank, 55 PSI, comes under the code. And the company says, no, we asked the DOT and they said it doesn't come under the DOT.

p79 79:22

Well, it's true that there's something called preemption in the law, that if the feds regulate it the states can't. It's in the Constitution, okay, that the federal government has preemptive rights over the states for regulating things. But if the feds don't regulate it, the states may. Turns out under Pennsylvania law, which is where the guy died, um, it turns out the Pennsylvania law says even if it doesn't come under the code, if you're going to build a pressure vessel that's exempted by the code, you must follow the Boiler and Pressure Vessel Code if you're going to operate that in Pennsylvania. Because the state of Pennsylvania says, even if the ASME excludes something — which they didn't in this case, but even if they had — we want you to use the good manufacturing practice, the good design rules that have been built up over 100 years by the ASME code. And we are going to require every pressure vessel in the Commonwealth of Pennsylvania — it is Commonwealth of Pennsylvania. There's only four commonwealths, anybody know what they are? Massachusetts, Virginia, Pennsylvania, and Kentucky. And you can throw in Puerto Rico if you want to argue whether there's five, okay. But those are the commonwealths. Um, hey, I've lived in three of them, so what can I say? I just haven't lived in Kentucky. Uh, anyway.

p80 80:43

So the Commonwealth of Pennsylvania would have required this by law. So they were violating the law, okay. But they're violating the law all over the country, okay, not just in Pennsylvania. Why did it come to fight? Because the widow wasn't, and the children weren't, happy to lose their dad, okay.

Student: Wasn't he also violating the law? He was operating it in state Pennsylvania.

He was repairing it, he was a welder in the repair shop, he wasn't operating it. Now, he was violating the law in the sense that there are OSHA standards that you shouldn't pressurize with 100 PSI air, okay. So yes, he was partially responsible for his own death. If he had done it with 5 PSI air, it wouldn't have happened. It might have killed the next guy when it failed in the field — a guy hosing down the truck and it might have gone okay and killed him. It was an accident waiting to happen, because it hadn't been designed according to the code, even though it should have by law been built to the code. But the companies thought, well, if the DOT doesn't require it, then we don't have to look any further. I mean, this is sort of answering several of your questions, isn't it? The story, okay, about what happens.

p81 81:53

Well, the next thing that happens is the guy I'm working with, uh, Roger — Roger's between 75 and 80 now, but he used to be one of the six or seven people on the ASME Boiler and Pressure Vessel main committee. I mean, they got committees with hundreds of people, and they divvy it all up, and these people get together and write new portions of the code, but it all has to go up to the main committee, which are six or seven old fogies who know the stuff and been working in the history for 30 or 40 years. And Roger had been one of those old fogies. He's actually a very nice guy, okay, love to have him as a grandfather. Um, anyway, Roger looks at this, and he's the code guy in this, not me, I'm the welder. Um, and he looks at this and he says this should have been, under Pennsylvania law, built to ASME code and inspected to the ASME code. 'Cause the ASME code tells you how to build it, but the ASME also and state laws require that people inspect it every three years.

p82 82:56

Pre-ASME vessels in Massachusetts have to be inspected every three years by an authorized inspector. Now, that authorized inspector can be a state official, or it can be someone from Hartford Steam Boiler. Hartford Steam Boiler is an insurance company in Hartford, Connecticut. And they have a whole bunch of inspectors because they insure these vessels, okay. Hartford Steam Boiler, right, that kind of — that's sort of their niche market in the insurance. And so they have people who can go in and inspect it, 'cause they don't want it to blow up either, it can cost them a lot of money. Um, and then there's also the National Board of Pressure Vessel Inspectors, which is actually another part of the ASME.

p83 83:41

So the Boiler and Pressure Vessel Code committee tells you how to build it, and also how to repair it, okay. They've got repair stamps, okay. If you get — they call it having a stamp, and in the old days they used to put a metal stamp on the vessel that showed U for an unfired pressure vessel, or B for a boiler, and it was inside their little logo. But you can't always stamp the vessel, and so a stamp can actually be a piece of paper in your file cabinet signed off by the ASME inspectors and stuff. Anyway, after you've built it or repaired it, the inspection comes under the National Board of Inspectors, and they have a code that's this thick, okay, on how to inspect these things.

p84 84:27

Well, no one was inspecting these 100,000 aluminum tanks out there. So Roger, who's retired from the committee, he goes back to one of his friends at the National Board, and he says, hey, we just discovered there are these cement trucks running around the country that need to be inspected. One of them killed somebody, and we don't want it to happen again. I mean, Roger has to follow his own professional engineering ethics, and he was really concerned about this. Because his number one — the code of ethics for engineers in Canada and the United States is, your primary duty is to the public, not to your company. If someone's going to get killed because of something your company made, you have the duty, the ethical duty, to notify the proper people, the authorities, that there's a problem. And you cannot, under the code of ethics, hide this responsibility that you have. Your primary duty is to the public.

p85 85:27

Well, so Roger's primary duty was to the public. Even though he's involved in a lawsuit, and so he had to be discreet about this, because the other side in the lawsuit might say, oh, he's interfering with the lawsuit, it's called tortious interference, and they can sue him criminally for interfering with their business until the lawsuit's over, okay. In the meantime, Roger doesn't want to see someone else get killed. They had a near miss where a guy lost his leg, now they killed a guy, and there's 100,000 of these bombs out there, okay. Well, the guy at the National Board says, we don't have enough inspectors to inspect 100,000 tanks.

p86 86:07

So I don't actually know what they finally did, but the — this case got settled for lots of money, okay, um, but um — and I'm sure they finally did something, and I suspect that they now have doubler plates on the nozzles of some of these tanks, okay. Because, you know, like I say, I don't really know what happened after they settled the lawsuit, okay.

p87 86:32

But the story brings out a number of the questions that you were asking me, okay. The federal government preempts the states. If the federal government doesn't want responsibility, the states can take it. If someone ignores the states, that doesn't mean they're not liable. But someone's got to blow the whistle on them, and there's usually a reason like someone getting killed or blowing up a building or something, that someone blows the whistle and finds out there's a problem.

p88 87:01

That's what I mentioned yesterday or two days ago — Henry Petroski wrote this book To Engineer Is Human, okay. This is like 20 years ago. He was elected actually the same time I was to the National Academy of Engineering, um, mostly because he wrote this book, not for any scientific things. Um, what is the copyright date on this? 1982, okay. He's a professor at Duke University. He's a very accomplished spokesman. He goes around giving talks all kinds of places about what it means to be an engineer, and the ethics of engineering. And there's things like the Hyatt Regency collapse, which I may go through, is one of my examples.

p89 87:44

But, um, I find it's easier sometimes to answer all these questions through an example like the aluminum cement truck tanks, okay, of all the things that happen. And I don't even know the end of the cement truck tank story, other than I'm sure that company's insurance company is not allowing them to build tanks the way they used to, okay. Even if they can't understand it, it's likely that their insurance company is going to require them to hire another engineering consultant or hire a real engineer to take responsibility within that firm. Many of the things I get involved in are because they don't even have engineers in the company, okay. There's no one who has — can make a technical judgment. A bunch of business people get together, say, oh, let's build a nuclear reactor, okay, why not, okay. But that's the way it works. And if it didn't work that way, I wouldn't have been able to put all seven of my kids through college and now my grandchildren, okay. So there are certain advantages to this, okay. Thanks.