§1. Johansson gauge blocks and temperature calibration [00:02]
I found this on Wikipedia — just for your information. In 1907 they called them Johansson blocks. I actually brought in Weber blocks, made by Starrett. They don't historically go back to Johansson, but Johansson was the guy in 1907 who found that you could ring these together. There are about twenty of them all rung together to make some reference length. That's essentially what you do when you need to compare things to a reference.
Gauge blocks are calibrated at 68°, and that's the temperature you should use to make your measurements. You can make it at 70° as long as everything is at 70° — if it's steel and steel. If it's aluminum, then you need to do it at 68, because the gauge blocks were calibrated for 68. Actually I should take that back — the gauge blocks I brought in were chromium carbide, not steel. They look like steel, but they're a lot harder, so they don't wear; they're a better-quality block. The thing is, unless you're making a measurement on something of the exact same material, you really do have to do it at 68°, because that's what it was designed for. If it's a different material, they're going to have different coefficients of expansion.
§2. Ashby plots and limits to material properties [01:41]
Last time we started talking about properties. There are limits to properties, and I'm not going to spend a lot of time on this, because in your material selection lectures you'll see some of these Ashby plots.
Mike Ashby was a professor at Harvard for a while, then went back to England, and now he's retired — in England you can still force professors to retire at age 65. He's made quite a business. He started out writing books in the 1980s — Engineering Materials and Material Selection. He's both a mechanical engineer and a materials engineer, a very broad thinker, an engaging speaker. He wrote a number of these books and started making some money. This book goes for $300, or it did twenty years ago. But with it you get this handy-dandy pamphlet. The book has a copyright; the pamphlet doesn't. He did that on purpose, so people could copy it.
Then in the '90s, when he went back to England, he decided he would start developing computer programs. Now for $50,000 you can buy a computer program that will help you select a material for some product you want to design. He started with what are now called Ashby plots, where he would plot two parameters of a material against one another.
In this case he's plotted density versus Young's modulus. He's got a whole series of these, and they're very useful plots to get a 4,000-foot view of material selection. Young's modulus is related to the strength of the bonds between the atoms. Density is related to the number of protons and neutrons in the nucleus and how closely they pack. Cork is one of the lightest materials. Polymer foams are down here. You can see why cork occupies a unique position among materials — low density and low modulus. Good for wine bottle stoppers. But there are only so many cork trees in Portugal, and they're getting short on cork trees, so we have plastics that do it for wine bottle corks. Metals are up here, ceramics are up here.
Here's Young's modulus versus strength. These should be correlated, because Young's modulus is related to the strength of the bond, and tensile strength is also related to the strength of the bond — but not perfectly correlated. The other lines on here relate to design guidelines: your criteria for failure, whether it's buckling, or buckling of a plate or sheet. You have different ratios of strength versus modulus. So Ashby went back to a lot of these basic mechanical equations for strength of materials and said, let's plot strength versus something else.
Here we have thermal diffusivity and thermal conductivity. They should be strongly correlated, which they are. Diamond is up here because it has the strongest, or second strongest, chemical bonds. Very good thermal conductivity — that has to do with how heat energy, wave motion, mechanical motion in the lattice, transfers through the material. Down here you have rubbers, cork again — very good insulators. Most of them are closely correlated. Anybody know why?
[Tom retrieves chalk.] The thermal diffusivity — usually alpha — is equal to the thermal conductivity divided by the density and heat capacity. So to find that these two are correlated is not a big surprise. Those are Ashby's material selection plots. The main reason I wanted to put them up: in terms of codes and standards and the design of something, there are limits to what can be achieved.
§3. National Aerospace Plane and the Concorde detour [07:57]
Anyone ever hear of the National Aerospace Plane? This was twenty, twenty-five years ago, just after the Reagan Star Wars defense buildup of the mid '80s. After they had designed the space shuttle, they decided they wanted to build a National Aerospace Plane to compete with the British Concorde. Anybody know what the Concorde is? It's out of business now. It was a supersonic commercial jet that would go from London to New York in less than five hours at about Mach 2.
I flew it once. I paid the extra $2,500 out of my own pocket just to say I could fly on it. One of the filthiest planes I ever flew on. The service was lousy. Everybody thought they were in first class, because everybody was — it was called a super-first-class ticket. So when it came to boarding, everybody wanted to board first. It was a cattle car. But I flew it.
We left London at 5:00 p.m. London time and arrived in New York at 4:30 the same day — half an hour earlier than we took off. The really interesting thing about flying supersonically: no jet lag. I started out in Vienna, flew to London, got back to New York, and then there was a rainstorm and I didn't get back to Boston until midnight. I'd been in Europe for a week, in Vienna time, six time zones ahead. I worked all day and got home at 1:00 a.m., got up at 7 or 8:00 in the morning. I was working out in the garden about 4:00, and I thought, any other time I'd gone to Europe, by 4:00 in the afternoon the jet lag hits you. I was out there in the garden and I just realized I wasn't jet-lagged. Everyone had told me, when you fly supersonically you don't get jet lag. I don't know if it has to do with not being on the plane as long and being dehydrated, but you don't get the same jet lag.
So that was — I don't know if it was worth $2,500, but I did it. Now you can't, unless you become an Air Force or Navy pilot, to fly above Mach 2. They did have a great big sign in the front that told us what Mach number we were flying at, not that you could tell anyway.
Back to the National Aerospace Plane. They were going to fuel it with hydrogen, because it's a light fuel and you need lightweight. They were going to have liquid hydrogen in the wings, and a copper alloy skin — some copper alloy they hadn't figured out. So you've got liquid hydrogen at 20° Kelvin on one side, and a half-inch or inch away you've got Mach wind blowing by at about 3,000 Fahrenheit — say 2,000 Kelvin. That's the temperature gradient between hot air and liquid hydrogen, with a material in between that, if it failed, kaboom. This is fuel and oxidizer.
They had no idea what material they were going to build this plane out of. So they never did build the plane. The idea was, you could go from New York to Tokyo in three hours, because you'd actually get up into the upper reaches of the atmosphere and you'd be going 15,000 miles an hour. But the interesting thing — that five-hour flight from London to New York — about an hour and a half each way was just getting up to altitude and breaking the sound barrier over the Atlantic, then you had to start slowing down. Most of your time was accelerating and decelerating. The dinner service was also terrible, by the way.
Student: [question about who flew Concorde]
Yeah, everybody wants to be first class. I was in seat 1B, because I'd made my reservation four weeks ahead of time. Everybody else on the plane were these high rollers. The guy sitting next to me was the number one frequent flyer on British Airways. He was 23 years old. His typical week was to fly around the globe. His father was a Greek shipping tycoon. He'd graduated from Cambridge or Oxford. He spent most of the dinner explaining to me how I should put all my money into the Bahamas or somewhere to avoid the taxes — how to launder your money. I thought, well, that's a good way to go to Leavenworth. The other thing he was doing was holding the tray table for dinner with one hand as he tried to eat with the other, because the tray was broken. They only had a couple of these planes; they never had time to do maintenance. That's why it was filthy. Which wasn't very comforting.
Which by the way is another reason why you should never take one of these helicopter tours around Hawaii. They never have time to do maintenance on those helicopters. The guys who work at the helicopter companies will never take one of those flights, because they know the incidence of failures is higher in that business than any other. These are little things you need to learn.
§4. Air Force Mach 5 strike aircraft and the limits of materials [14:52]
The great thinkers in the Air Force still have these grandiose plans. About five or six years ago I was on a committee for propulsion — how the Air Force should spend $300 million a year in their propulsion research budget. They had two goals. One was to fly 25,000 miles without stopping. I said, why do you need 25,000? Why isn't 12,000 enough? Half of a great circle will get you anywhere on Earth, and we can actually do 12,000 miles with the latest 747s — the Dreamliner will go half a great circle. They said, we don't think we can ever depend on bases anywhere except in the continental United States.
Student: We've got aircraft carriers.
Well, no, they just want to have something to take ordnance somewhere. The other goal — they wanted something that would go Mach 5, which is about 17,000 mph in the air. If you start looking at the frictional heating, you're getting up to 5–6,000 Kelvin. I said, there are only so many materials that have melting temperatures. You can start counting on one hand the materials that can sustain that type of temperature. I said, why do you need to go — this isn't man-rated aircraft? They said no. And I said, why do you need this? They said, we once knew where Osama Bin Laden was, but we had to get the ordnance there within fifteen minutes — and because it had to be from a carrier, in order to do it we needed something that would go 17,000 mph in the air. So it's a fancy cruise missile. The limits on the materials —
Student: That's pretty typical of the military. Screw something up and come up with some ridiculous long-term corrective action. A 17,000 mph plane?
Well, it wasn't really a plane, it could be a small thing. You can put a lot of explosive into a small package. Cruise missiles basically have engines designed to last for one or two hours. They're made out of carbon composites and they just burn up. If it only has to last for one or two hours and only costs two or three million dollars for the cruise missile, big deal.
§5. Observables: forms of energy and the electromagnetic spectrum [17:52]
So there are limits to materials. Now back to observables. Observables, I told you, were energy interacting with matter. From the MIT 40,000- to 50,000-foot view, there are only certain types of energy you can deal with. There's electromagnetic energy — light, X-rays, microwaves, the electromagnetic spectrum. There's mechanical energy, with a fundamental limit. There's a limit to electromagnetic energy in the sense that you get up to cosmic rays and energies beyond anything we can afford. Chemical energy — the strongest bonds are about three electron volts. Thermal energy, which is really just mechanical vibrations, at least in solids. And nuclear energy.
To observe materials we use each of these, and in many of them we look at specific spectra. If you want to look at the electromagnetic spectrum — I don't know anyone using gamma rays for non-destructive testing, but we certainly use X-rays — at least the lower-intensity X-rays — for most inspection. Ultraviolet: it turns out that 1 to 3 electron volts falls in the energy of ultraviolet, and that's why you get a sunburn outdoors. Practical thing you've learned today: ultraviolet light, at the intensity of the sun, will break down the primary chemical bonds inside your skin, and essentially burn you.
Take a regular flashlight and you can actually shine it through and see through your skin. Anyone ever done that with your fingers? Your skin is somewhat transparent to certain wavelengths within the visible. But you can get burns because the ultraviolet rays on a sunny day are sufficient to break down the chemical bonds inside your skin. Infrared is used for thermal analysis, and you know what radar and other things are used for. There are little bands in here, like the terahertz band between infrared and radar, that really isn't used much. Some guys over in electrical engineering are trying to figure out how to do it. The hard thing is to control things — now we're talking about electrons moving several millimeters. In the terahertz regime you're talking about submillimeter wavelengths, and it's hard to figure out what to do. If you could develop devices that generate those rays efficiently — anyway, we use almost everything in that electromagnetic spectrum to observe materials in one way or another, and to do non-destructive testing.
§6. The Debye frequency and hot isostatic pressing [22:17]
Mechanical energy — there's a limit, which is the Debye frequency. The maximum speed at which two atoms can interact is the velocity of sound divided by the distance of separation. You might know the approximate speed of sound in a solid — 5,000 m/s, or 3,000. At sea level it's 343.50 m/s in air. Now here's an important thing to start thinking about. Anybody know what the distance of separation of the gas molecules is in this room at standard temperature and pressure? How many atomic distances?
These little rules of thumb I've picked up over the years are useful. The density difference between air and a condensed phase — steam versus water at room temperature — is about a thousand. Might be 1800, might be 800, but about a thousand. So what's the distance of separation? In liquid water or ice, the molecules are touching. If in the gas phase the density is a thousand times less, how many molecule distances between atoms?
You go from volumetric to linear — take the cube root of a thousand. So it's a distance of ten molecules between atoms. If the velocity is 5,000 m/s and the distance of separation is 10⁻¹⁰ m, we've got a frequency of interaction of 5 × 10¹³. That's called the Debye frequency. Some people use 2 × 10¹³ because not every molecule is an angstrom across. In any case, that's the maximum frequency you can have.
In trying to engineer real things, it's important to have certain types of numbers that make sense. In my field, knowing the relative density between a solid and its vapor at room temperature is useful. If you now say I want to do it at 2,000 Kelvin rather than 300, I just multiply by six. So a gas at 2,000 Kelvin versus 300 Kelvin is about 6,000 times difference in volume between solid and vapor. Why would I care?
Hot isostatic pressing. Anybody heard of it? If you're going to build a turbine disc, you might make it out of powder metallurgy. Good reason — uniformity of composition of the powders. But you end up with pores all through the structure, and those pores, just like a perforated piece of paper, weaken the material. You'd like to get rid of them. Right after World War II, at Battelle Memorial Institute in Columbus, Ohio, they built the world's first hot isostatic press. The second one was located in 4-131, right next to where you eat breakfast. They build a furnace that will go to 2,000 degrees and 2,000 atmospheres — about 20 or 30,000 PSI.
They do it in argon. The high temperatures and argon isostatic pressure just squeeze the pores out of the material. You take a superalloy you're going to make a turbine disc out of for a jet engine, and you squeeze the pores out. Same for Harley-Davidson aluminum cylinders, because you don't want one to fracture. Where's that cylinder when you're riding the motorcycle? Right between your legs. If it blows up, not a good day. More critical than the piston engine in your car, because if it blows up in your car you'll probably slow down, hopefully no accident. But on a motorcycle, you're intimately involved. For critical things, we take the time to squeeze out all the porosity.
Why do they limit it to 2,000 atmospheres? Because you can't squeeze the gas any tighter. At that point the gas molecules aren't ten atomic distances apart, they're right on top of each other as if they were a liquid. If you look at the phase diagram for a one-component system, it gets to the point where you can't tell the difference between a gas and a liquid thermodynamically if you go to high enough pressures. Some of you mechanical engineers have studied that in the steam tables. That little hump, the point above the critical point where liquid and gas become one. It's Nirvana for phases — the two phases become the same phase.
So we do lots of things to measure properties of materials. The practical limits on electromagnetics: once you get up to hard X-rays, you're getting lots of energy per photon, it's too expensive and dangerous — you start killing people. People design things like neutron bombs and X-ray bombs to kill people without damaging buildings. Mechanical, there's a limit to the frequency. Chemical, there's a limit to the bond energy. Electromagnetic interacting with chemical, that's somewhere in the ultraviolet. Thermal is just a subset of mechanical vibrations, and nuclear is a different science I don't know much about.
§7. Who writes the codes? Federal agencies and standards bodies [30:25]
Back to codes and standards. I handed out a document on the first day on codes and standards. It goes through how there are many different codes, specifications, recommended practices. These come up historically through various industries.
In the aviation industry, what are some of the agencies that come up with standards? Anybody know?
Student: NTSB.
The NTSB, yes.
Student: FAA.
FAA. The NTSB is not just aviation. We think of it that way because they're most prominent. But pipelines and everything else — they're responsible for trucking, pipelines, aviation. They don't write standards so much as investigate accidents to help improve them. It's like the difference between OSHA and the National Institutes of Health. The NIH does research on what health standards should be. OSHA sets the health standards for the workplace.
The NTSB works with the FAA. The FAA sets regulations and enforces; the NTSB provides information that goes to the FAA so they can set more intelligent standards. The FAA is really the standards body. There are a number of these arrangements in the government.
What about other industry standards or agencies? There's another big government one — NASA.
Student: [aviation question]
If you're talking nuclear — I was thinking of aviation, but if you're in the Navy and talking ships, you have to worry about the Nuclear Regulatory Commission telling you how to run your reactors. Except the DoD can always claim national security interest and tell all these other agencies to go pound sand, until they get to congressional level. Sometimes Congress will tell the military to go pound sand — such as tributyl tin. Anyone know what tributyl tin is?
Twenty-five years ago the Navy discovered that if you put tributyl tin in the paint on ships, you don't get barnacles growing. Great to save money on maintenance. The only problem is, not only do they not grow on the ship, they don't grow in the harbor. Parts per trillion of tributyl tin wiped out every mollusk in every harbor in the United States. Finally the oystermen and the clam diggers went to Congress, because the Navy kept saying, for national security we need to put tributyl tin in our paint. In the '90s Congress said no, take your tributyl tin out, get out your scrapers and start scraping again.
Student: It creates jobs.
It creates jobs, it increases cost. There are lots of things it does.
Student: [DOT]
DOT regulates a lot of things. I was trying to get you to SAE. Anybody know what SAE is? Society of Automotive Engineers. But they carry all the aviation engineers. The Aerospace Material Standards, AMS, are standards of the SAE. SAE got into the regulation of aviation before other people did. The Aerospace Material Specification index is promulgated by the Society of Automotive Engineers — historical thing. If you look at this, about a centimeter thick, it's got all the specifications as a single line on the page for every specification. Titanium alloys, sand castings, aluminum bronze. Many of them list the purchase price — they're all 59 bucks. For every line there's about a 20-page specification. How many feet of shelf space? Probably 40 or 50 feet if you owned all the AMS specs. At $59 a line, and you have to buy most of them every year, it gets pricey. Which I'm going to get to in a little bit.
For automotive — what do we have for automotive? Anybody know any federal agencies?
Student: National Highway —
NHTSA, National Highway Transportation Safety Administration. So if Ford's got a defective widget, they have to report to NHTSA, and NHTSA can force Ford to do a recall, which might cost them $100 million. There's the DOT — DOT regulates not just automobiles but pipelines, ships, railroads. The Coast Guard has to deal with the DOT — actually, Coast Guard, is it under DOT? It used to be Department of Transportation, but now they've moved it to Homeland Security. I always think it's interesting that when the Navy has a ship too old to use, they give it to the Coast Guard, and to them it's a new ship.
For energy and utilities, there's the American Petroleum Institute. The American Society of Mechanical Engineers Boiler and Pressure Vessel Code. For commercial ships — what are the three big classification societies?
Student: ABS.
American Bureau of Shipping. At one time ABS had 70% of all ships in the world classified under it. Next largest is DNV — Det Norske Veritas, in Oslo, a Norwegian company. Veritas is basically truth. They classify about 20% of ships. Then in France there's Bureau Veritas, about 10% of the shipping in the world. This is non-military. Lloyd's is not going to give you insurance unless you had a classification society certify to Lloyd's Register of Shipping. Lloyd's will use ABS and DNV and Bureau Veritas to go into the shipyard, do the same types of things you guys do in shipyards to make sure it's being built properly.
You are sort of the ABS of the US for the US Navy when you go in as a SUPSHIP — they still call it SUPSHIP, right? When you go into SUPSHIP, you're acting like ABS for a commercial operation, looking over their shoulders, arguing with them about whether they met this non-destructive test specification. You have some of the same authority — you can shut the whole thing down if you want. But it's probably not a good idea — that doesn't increase jobs. You've got to be a little judicious.
Bridges and highways — Federal Highway Administration. The American Institute of Steel Construction publishes the Manual of Steel Construction. Eighth edition, third edition — this is ancient technology, this is new types of design calculations. You have local building codes and a National Building Code. And in the Welding Society materials on sources of standards: American Association of State Highway and Transportation Officials, AASHTO; American Bureau of Shipping; American Institute of Steel Construction; American National Standards Institute — they don't write any standards, they try to promote standards.
§8. ASTM, ANSI, and the marketing of standards [42:35]
If you actually get an ANSI specification for your standard — [Tom hands out a sample standard.] Here is an ASTM standard for pipe. You've seen pipe before, a piece of steel pipe. It's in your basement with your furnace. It also comes in 20-inch diameter, all kinds of sizes. This happens to be seamless carbon steel. The more general one is A53. This is A106. ASTM, American Society for Testing of Materials. And it's an American National Standard. Used in US DOE NE Standard — DOE is Department of Energy, NE is nuclear engineering. So you can actually put this stuff in a nuclear reactor.
We've got different agencies here. These are private; this is a federal agency. The American National Standards Institute doesn't write any standards. They review a standard, in this case written by ASTM, and say, oh, we bless your standard, we'll list it and sell it and promote it, and we'll collect a little money on the side — not doing anything except helping you market your standard. Marketing of standards becomes very important.
American Railway Engineering. American Petroleum. American Society of Mechanical Engineers. American Waterworks — there's a lot of infrastructure out there to bring water to your home. American Welding Society. American Association of Railroads. Compressed Gas Association. These are just some of the associations that, if you're a welder, you have to deal with. Why am I going through this? Because they don't always agree with each other. And some of them have the force of law.
If you're trying to design something — let's say you're tired of Northrop Grumman and Electric Boat. Are they the same company now? Everybody keeps consolidating, ripping off the government on contracts. You're going to start building submarines. Do you think you can just enter the business? There's a huge barrier. You've got to know all these standards. How many standards go into building a nuclear submarine? You've got NRC standards, you've got Navy standards, thousands of standards which call out other standards.
Look at this standard I just handed out. It tells you what typically a standard has. It starts with scope. It tells you what the standard covers — "This specification covers blah blah blah." It tells you what it doesn't cover. It talks about reference documents, a bunch of other standards it calls out. To understand this standard, you have to be familiar with all those standards. And each one calls out a similar number of standards. So one standard ends up becoming a thousand standards you have to follow.
Student: Does anyone ever miss a standard, forget one?
Yeah.
Student: Who checks that?
It depends on whether they have a failure. It happens all the time that people miss a standard. If no failure occurs, no harm, no foul. But if a failure occurs because they missed a standard, I get to put a grandchild through college by helping someone figure out the standards.
There's a huge barrier to entry in any industry — not just military, any industry. If you wanted to build a washing machine, there are thousands of standards out there, and it's hard to enter that business. About the only way to enter a manufacturing business today is to hire someone who's been in the industry for twenty or thirty years and knows what the practice is. A lot of times people don't know a standard even exists that covers them, because there are so many standards.
§9. Lightning protection: a history of empirical standards [47:53]
Where do we get all these standards? I have a little history story here, hopefully fun for you to read, about lightning protection standards. Ben Franklin in 1752 — he got out there with his kite and his key and almost killed himself. This is a history of lightning protection systems, written by a guy at the US Army in one of their labs in New Jersey. He's an electrical engineer. The US Army is really interested in lightning protection. Anybody know why? They have a lot of ammo dumps. If lightning strikes an ammo dump, you have something that looks even worse than the Brockton shoe factory.
[Student turn, partially audible.]
You have to be the tallest thing in the ocean no matter how short you are, unless you're a submarine. There's NFPA 780, the National Fire Protection Association code, about a half-inch thick — lightning protection systems. There are books written on it, but it all started with Ben Franklin. Even by the 1780s, people were starting to specify that you should have lightning rods on top of your house. But it's gotten more complex. Instead of just putting up a lightning rod and running a wire to the ground, you now have to specify what size wire. It has to be multi-stranded wire.
Do you know why it has to be multi-stranded? Anyone an electrical engineer? There's physics in this. At lightning frequencies, the electricity is only carried on the outer surface, the skin of the metal, because of the magnetic field. Maxwell taught us that when current's running through a conductor there's a magnetic field that goes around like that. Faraday's law. That magnetic field takes time to penetrate into the conductor. During the frequency of a lightning strike, which is on 10⁻⁵ seconds, it doesn't penetrate very deeply. The inside atoms of that conductor don't even know they're being hit by lightning. It's only the outside surface. The skin effect.
You can have a copper conductor 2 inches in diameter, and all you've got to carry the current is the surface area. Who cares about the stuff in the middle? At DC, that 2-inch copper conductor will carry a lot more current than a half-inch conductor. But at lightning frequencies, it's the surface area. Franklin didn't know this. Franklin thought the charge was positive too. That's why current is positive but electrons are negative. He thought it was positive charge that carried the current. He was wrong. So now we confuse students — when we say current, the current goes this way but the electrons go that way. Leave it to Ben. But Ben was a great scientist of his day.
This article — I have a longer one written for the Defense Department, commissioned between NASA and DoD and the Department of Energy. It goes through historically how the standards were qualified, laboratory testing. They basically concluded that, while almost everything we know about lightning protection systems was developed empirically — people tried it, and if their barn didn't burn down, it was a good system, and they wrote it into the standard — there's actually good science behind these empirical observations. It gives you the outline of how one of the oldest standards we have came about. It was some Midwestern state, Iowa — the Iowa fire marshal records from 1926. They were burning down barns all over Iowa full of corn.
§10. Enforcement of standards: civil, criminal, and contractual [53:14]
Going back to standards: what happens if you don't comply? Are you civilly liable, criminally liable? What's the enforcement?
Yes to all of those. What if you didn't comply but nothing bad happened? Are you criminally liable for not complying?
Student: No, there's no foul there. Who's going to hold you to that?
Unless some prosecutor's trying to make a name. It depends on the standard. If it's OSHA — if someone dies in a factory because they didn't follow the OSHA regs, it can carry criminal liability for the managers of that plant.
Student: If you're buying a product, you just write it into the contract that the product complies with all standards, and that way you're in violation of your contract.
You could do that.
Student: Is that usually how it works? I'm just unsure about enforcement of standards. If you don't enforce them, they don't really exist. Where do you end up enforcing that?
There's a debate right now among the presidential candidates about enforcing standards. Some of them — the Republicans — will say it's a millstone around industry's neck, and the Democrats say if you don't do it you're going to be killing people in the workplace. There's no simple answer. It depends on the specific case: did it have force of law, what law is it, contractual or regulatory, is it from the federal government, did someone get hurt, is there significant property damage?
The BP oil spill — they're all over that. But there have been plenty of BOPs — blowout preventers — that have failed. They fail all the time. I had three fail in Louisiana about a year and a half before the one in the Gulf, something I looked at. I looked into the design by the manufacturer, and it all came up empirically. In the oil industry, you have to start as a roughneck. I don't care if you've got a college degree, you've got to start as a roughneck if you're going to rise to top management. That's the culture in the oil industry. There's an attitude of good old boys — we're going to do it the way we've always done it. Not a lot of good science behind it.
When I looked at the design of these BOPs, this company was selling valves that cost hundreds of thousands of dollars. They had hired two engineers in their 20s and said, let's try to build it this way. All the guys in the company who had all the experience never even looked at it. They put this into a critical well, and the first time they had to operate it, it didn't work. Second time, second one, didn't work. Third one didn't work. They lost $100 million.
In the Gulf with BP it was a little more pricey. Now Congress is on top of that. Who's going to enforce it? The one I was involved with was just a lawsuit. The owners were enforcing against the others through threat of going to court. They settled for about 50 cents on the dollar — 50 million rather than 100. They redrilled the well, and it's a screamer, lots of gas, so they're making money. But a lot of bad engineering went into the design. Who's responsible? That's only property damage. The insurance companies pay off, others pay off, they have a settlement. But when people start dying — or get maimed — that's when things get interesting in terms of the government regulators. In general the regulators don't care if you lost a $100 million well — only money. But if they killed people, OSHA will come in, and they'll start fining people. Nasty things. Does that get to your question?
Student: I guess I was wondering how it plays out most commonly. When you're bidding on a contract, do you try to prove how your product complies more heavily with the standards than someone else's?
In military procurement, they don't really care about the standards, they care about performance and exceeding the standard. Standards are the minimum acceptable design. That doesn't mean you win good contracts by exceeding the minimum.
I was involved in Army brake shoes, when the Army used to use Jeeps. Someone in Ohio bid on making the replacement brake shoes, and they were doing a terrible job. The government inspectors came in and said, this is unacceptable. So the company started segregating the pallets — put the good samples on top and the bad ones on the bottom, so when the Army inspectors came in they wouldn't take the time to get one from the bottom; they'd do it on top. They were missing the specifications completely. They knew it. They were hiding it from the inspectors.
Boeing's going to compete with Bell or Sikorsky on a new helicopter — they're trying to exceed specifications, meet and exceed. People making replacement parts are just trying to meet the specification and be the lowest bidder. Isn't it wonderful to know, in the military you're always dealing with the lowest bidder? If someone can shave cost somewhere — well, this Army brake shoes company was getting the lowest cost because they were doing the cheapest job. The Army inspected and said, no good, we won't buy it.
Then the company got smart. They knew what they were doing wrong, and they put the bad ones on the bottom and the good ones on the top. That ended up as a criminal investigation. The Army wanted to get this supplier out of the accepted Army suppliers. The government was unsuccessful. When they got to the judge, there was a conflict in the specification — the drawing said one thing and the procurement contract said something else. The Department of Justice said, Army, if you can't tell them exactly what to do, they can do it any way they want, even though it could kill somebody. That's how the law's written. Does that give you an example?
Student: So did the Army just continue to buy them but purchase working ones from someone else?
They just did more inspection. They said, okay, you can screw us this way, but we'll screw you that way. Great relationship.
§11. Who pays for the codes: government, not-for-profit, and for-profit [61:45]
In the time left, let me tell you about the aluminum tanks — pressure vessels on cement trucks. But first let me back up. The codes are written by the government, by not-for-profits like the National Fire Protection Association, and by industrial associations. And there is a difference in price.
This is part of what used to be MIL-Handbook-5. You can get it online for free, because it's promulgated by the US government. On my shelf it takes up this much space — about twelve volumes. I brought in chapter 3, aluminum alloys. This is volume one, chapter one, the introduction. In the foreword it says it was done by the Federal Aviation Administration, all departments and agencies of the DoD and NASA. They got together and said, if you're going to build something for the aerospace business, you need data. Here's the data — this particular page is tensile and compressive moduli of 2024 aluminum.
If you're going to design something, they'll call out in the procurement that you have to build it to what used to be MIL-Standard-5, MIL-Handbook-5, but is now MMPDS-05. It has an FAA stamp up here. I can buy the whole set for $100 or $108. That's basically Government Printing Office cost.
NFPA on the other hand — here's NFPA 921. It actually started at the National Institute of Standards and Technology in 1989 as a guideline for conducting fire and explosion investigations. The National Fire Protection Association, which is not-for-profit, down in Quincy, Massachusetts, picked it up. You can buy this for about $110. Not bad. It comes out every three or four years.
There's also the Structural Welding Code of the American Welding Society — everyone building a bridge or a building out of steel in the United States needs this code. Design guidelines, inspection guidelines, welder qualification — it's all in here. Costs $400. More than the printing cost. For a while they were coming out with a new one every year, because you had to have the current edition. American Welding Society is officially not-for-profit, but let me tell you, once they started upping the price of their codes in the early '90s — you could buy this for $60 back then, and it wasn't quite as thick — they weren't thinking of their standards as a way to generate revenue. In the last 15 to 20 years, the Society of Automotive Engineers, the AMS [Aerospace Material Specifications] — they'll sell you a 20-page document for $59, and you need a couple hundred of them. ASME Boiler and Pressure Vessel Code, $12,000 a set, comes out every three years.
There's a big difference between the government, who sells it at reproduction cost — could be zero off the internet — and a not-for-profit, who can't make too much profit or get in trouble with the IRS, and a for-profit, who's going to gouge you. This has all occurred in the last 10 to 15 years — gouging the people who have to follow the codes. It's one of my pet peeves. I said this to ANSI: you guys need to do something about this, because they're responsible for codes and standards. The American Welding Society used to have $5 million in total assets 15 years ago. I just read last month — they publish it every year — they've got $60 million in current assets, and they took another 10 or 15 and put it into a long-term investment. They're making money hand over fist. They're a not-for-profit, so they have to set up foundations to hide their money. Codes and standards has become big business. There's a company that makes a product, gas piping, and they wrote a standard half an inch thick — 600 bucks.
§12. The aluminum cement truck tank failure [67:55]
Let me tell you about the aluminum gas tanks — water tanks, really — because it brings up the different bodies and how they regulate. This is an aluminum tank that goes on a cement truck. About a 200-gallon tank, if I remember. If you've ever seen the oil tank in someone's basement for heating, that's about a 275-gallon tank.
Officially, if you look in the scope section of the Boiler and Pressure Vessel Code — this tank was just on the cement truck to supply water to hose down the truck, so concrete doesn't harden on the outside. You deliver it, your trough has concrete exposed to the air, going to dry and harden. You spill it on the fender, you want to wash it off. They were running it off the air brakes on the truck, which operate at 55 PSI. Capacity about 200 gallons.
Ordinarily you'd say this aluminum tank just holds water — but compressed air on top. Compressed water — no one cares. Compressed liquids don't store energy. Compressed air stores lots of energy, even at 55 PSI. The scope for the Boiler and Pressure Vessel Code, Section 8, says: "For the scope of this division, pressure vessels are containers for the containment of pressure, either internal or external. This pressure may be obtained from an external source or by application of heat by a direct or indirect source." Meaning if I'm going to do hot isostatic pressing, I might pump up to 100 atmospheres of argon, close the valves, turn on the heat, bring it to 2,000 atmospheres just by heating it internally. I don't have a pump operating at 2,000 atmospheres. So you can pressurize externally or by internal or external source.
Then they tell you what the exceptions are. "The following classes of vessels are not considered within the scope of this division." Goes on for over a column. Number 10 excludes pressure vessels for human occupancy. Submarines don't apply, even if it's a commercial submarine. A bunch of exclusions. It also tells you the limits — design pressure of 300 PSI, temperature of 210, hot water supply tank with heat input of 200,000 BTUs, water temperature 210, normal water capacity 120 gallons. This excludes your home hot water tanks. They'll be regulated by someone else.
So what happened with these aluminum tanks. If you looked at this tank and the exclusions, it comes under the Boiler and Pressure Vessel Code. The Code says that if you have a circular opening like a nozzle in your tank — here's your hole — you have to put a reinforcement around it, which we call a doubler plate.
So this is the Boiler and Pressure Vessel Code for a nozzle opening. You may or may not be required to have this doubler plate. Here's your shell, here's your nozzle, fillet weld, fillet weld, and you may have this doubler plate. The code gives you all the dimensions and formulas. The company — they started out as a little company in Kansas but were bought by somebody else — did not have a single engineer in the business. They hired a consultant once, but he died. They wrote to the Department of Transportation, because it's a cement truck and goes down the highway. The DOT looked at it and said, this is an add-on, like carrying a gas tank in the back of your pickup truck for your lawnmower — not part of the vehicle. The DOT said, we don't cover this tank, it's only there for carrying water to hose down the machine when it's not running down the highway. Doesn't have any function going down the highway, doesn't come under our jurisdiction. Probably a fair assessment.
These guys said, well, if it doesn't come under DOT, we don't have to meet any code. Not exactly true. The Boiler and Pressure Vessel Code would include it. If the DOT doesn't want it, the states will take it, because every state in the country has adopted the ASME Boiler and Pressure Vessel Code into their laws. So the ASME code has the force of law. DOT has the force of law, in the Code of Federal Regulations. They went to DOT, DOT said it doesn't apply.
These guys, on their own, with no engineering expertise, decided: if DOT doesn't regulate it, we don't have to worry. Didn't bother to look at state laws or ask for an opinion from ASME. They decided, we don't want to bother with these doubler plates. We're making it out of aluminum to save weight — these trucks are at the load limit of the highways, so you make them as light as possible to carry more cement. We can make it cheaper, we just won't put a doubler plate on.
Anybody know anything about stress concentrations? How much stress concentration for putting a hole in a flat sheet? Three. This was the first stress concentration ever calculated. In 1880 a guy worked out mathematically that if you take a flat sheet, cut a circular hole, pull it in tension, the edges of that hole at 3:00 and 9:00 will have a stress concentration of three. You lose two-thirds of your strength — like a perforated piece of paper, if you line them up. You lose significant strength. The ASME code tells you under what conditions you have to put on a doubler plate to strengthen that weakened area. These guys decided, nope. Or maybe they didn't even know. These guys had business degrees. They knew how to sell cement trucks, but they didn't have much else.
When they built these things, they actually pressurized them to 100 PSI — with air. Dumb. If something's liable to fail, you don't pressurize with air on a test, you pressurize with water, because if water fails it goes splat. If air fails, it goes kaboom and blows up your building. You'd be surprised, with a 200-gallon tank, how much energy. You can calculate it by integral P dV — it's a lot of energy. It would blow up the building. They had one fail and a guy lost a leg in the plant. These rocket scientists didn't even worry about it. They paid the insurance on the guy's leg and kept making them. They didn't look into why it had failed. They didn't know they were supposed to have a doubler plate.
They built 100,000 of these tanks, all over the country. Because of the lousy design and high stresses, they'd get fatigue cracks. So they encouraged people, if you had a leaking tank, to buy a new one. Good business — these are marketing guys. Don't repair it yourself, buy a new one.
There's a little shop in Pennsylvania, and they decided they were going to repair it themselves. The guy does the weld repair — it'd been repaired several times before — and pressurizes it. He's supposed to pressurize it with 5 PSI, but he doesn't have the regulator in the line. He's using shop air at 100 PSI. It goes kaboom. They find him in four pieces about 30 yards away. He died.
We go in and start looking at the tank. It was corroding on the inside, there was fatigue, lots of things wrong, bad welds in some of the originals. In any case, we knew why it failed. We also knew it didn't meet code — no ASME stamp. We knew the code, 200-gallon tank, 55 PSI, comes under the code. The company said, no, we asked the DOT and they said it doesn't come under the DOT.
It's true there's something called preemption in the law — if the feds regulate it, the states can't. It's in the Constitution. But if the feds don't regulate it, the states may. Under Pennsylvania law, where the guy died, even if it doesn't come under the code, if you're going to build a pressure vessel that's exempted by the code, you must follow the Boiler and Pressure Vessel Code if you're going to operate it in Pennsylvania. The Commonwealth of Pennsylvania says, even if ASME excludes something — which they didn't in this case — we want you to use the good manufacturing practice, the good design rules built up over 100 years by the ASME code. There are only four commonwealths — Massachusetts, Virginia, Pennsylvania, and Kentucky. You can throw in Puerto Rico if you want to argue about a fifth. I've lived in three of them; I just haven't lived in Kentucky.
So the Commonwealth of Pennsylvania would have required this by law. They were violating the law. They were violating it all over the country, not just in Pennsylvania. Why did it come to a fight? Because the widow and children weren't happy to lose their dad.
Student: Wasn't he also violating the law? He was operating it in Pennsylvania.
He was repairing it. He was a welder in the repair shop, not operating it. He was violating the law in the sense that there are OSHA standards — you shouldn't pressurize with 100 PSI air. He was partially responsible for his own death. If he had done it with 5 PSI air, it wouldn't have happened. It might have killed the next guy when it failed in the field — hosing down the truck, killed him then. It was an accident waiting to happen, because it hadn't been designed according to the code, even though by law it should have been built to the code. The company thought, if DOT doesn't require it, we don't have to look further. This sort of answers several of your questions.
The next thing that happens — the guy I'm working with, Roger, who's between 75 and 80, used to be one of the six or seven people on the ASME Boiler and Pressure Vessel main committee. They've got committees with hundreds of people, divided up, writing new portions of the code. But it all goes up to the main committee, which is six or seven old fogies who've been working in the history for 30 or 40 years. Roger had been one of those. Nice guy — love to have him as a grandfather. Roger looks at this — he's the code guy, not me, I'm the welder — and says this should have been, under Pennsylvania law, built to ASME code and inspected to the ASME code. The ASME tells you how to build it; state laws also require people inspect it every three years.
Pressure vessels in Massachusetts have to be inspected every three years by an authorized inspector. That can be a state official, or someone from Hartford Steam Boiler — an insurance company in Hartford, Connecticut. They have a whole bunch of inspectors because they insure these vessels. That's their niche market. They don't want it to blow up either — costs them money. Then there's the National Board of Pressure Vessel Inspectors, another part of ASME.
The Boiler and Pressure Vessel Code committee tells you how to build it and how to repair it. They've got repair stamps. They call it having a stamp — in the old days they used to put a metal stamp on the vessel showing U for unfired pressure vessel, B for boiler, inside their logo. But you can't always stamp the vessel, so a stamp can be a piece of paper in your file cabinet signed off by the ASME inspectors. After you've built or repaired it, the inspection comes under the National Board of Inspectors, and they have a code this thick on how to inspect.
No one was inspecting these 100,000 aluminum tanks. Roger, retired from the committee, goes back to one of his friends at the National Board and says, we just discovered there are these cement trucks running around the country that need to be inspected. One of them killed somebody, we don't want it to happen again. Roger has to follow his own professional engineering ethics. He was really concerned. The code of ethics for engineers in Canada and the United States is, your primary duty is to the public, not to your company. If someone's going to get killed because of something your company made, you have the ethical duty to notify the proper authorities. You cannot, under the code of ethics, hide that responsibility.
Roger's primary duty was to the public. Even though he's involved in a lawsuit, he had to be discreet, because the other side might say he's interfering — it's called tortious interference, and they can sue him criminally for interfering with their business until the lawsuit's over. In the meantime, Roger doesn't want to see someone else get killed. They had a near miss where a guy lost his leg, now they killed a guy, and there are 100,000 of these bombs out there. The guy at the National Board says, we don't have enough inspectors to inspect 100,000 tanks.
I don't actually know what they finally did. The case got settled for lots of money. I'm sure they finally did something — I suspect they now have doubler plates on the nozzles of some of these tanks. Like I say, I don't really know what happened after they settled.
But the story brings out a number of the questions you were asking. The federal government preempts the states. If the federal government doesn't want responsibility, the states can take it. If someone ignores the states, that doesn't mean they're not liable. But someone's got to blow the whistle, and there's usually a reason — someone getting killed, blowing up a building — for that.
That's what I mentioned earlier — Henry Petroski wrote To Engineer Is Human. He was elected to the National Academy of Engineering the same time I was, mostly because of this book, not for any scientific things. Copyright 1982. He's a professor at Duke. Very accomplished spokesman. Goes around giving talks about what it means to be an engineer, the ethics of engineering. Things like the Hyatt Regency collapse, which I may go through, is one of my examples.
I find it's easier sometimes to answer these questions through an example like the aluminum cement truck tanks. I don't even know the end of the story, other than I'm sure that company's insurance company is not allowing them to build tanks the way they used to. Even if they can't understand it, their insurance company is likely to require them to hire an engineering consultant or a real engineer to take responsibility. Many of the things I get involved in are because they don't have engineers in the company. No one can make a technical judgment. A bunch of business people get together and say, oh, let's build a nuclear reactor, why not. That's the way it works. If it didn't, I wouldn't have been able to put all seven of my kids through college and now my grandchildren. There are certain advantages. Thanks.